SEC Form 4 · accession 0001209191-18-058200
CABOT CORP · CBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Berube
Officer — SVP, General Counsel
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | A | 4,500 | $0.00 | A | 50,259 | D | |
| Common Stock | holding | — | — | — | 8,722 | I | Through the Trustee for the Corporation's 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $50.00 | Nov 9, 2018 | A | 22,945 | A | — | Nov 8, 2028 | Common Stock | 22,945 | 22,945 | D |
Explanation of responses
- F1The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.