SEC Form 4 · accession 0001493152-18-015895
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dean Janeway
Director
Period of report
Sep 4, 2018
Accepted (ET)
Nov 14, 2018 · 9:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2017 | J | 886 | $1.08 | A | 166,441 | D | |
| Common Stock | Jul 27, 2017 | C | 74,074 | $0.675 | A | 240,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 20, 2015 | A | 74,074 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 74,074 | 74,074 | D |
| Warrant | $1.50 | Nov 20, 2015 | J | 33,333 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,333 | 33,333 | D |
| Stock OptionF4 | $0.80 | Sep 4, 2018 | A | 25,000 | A | — | Sep 3, 2021 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionF3 | $1.05 | Jun 28, 2017 | A | 25,000 | A | — | Jun 27, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Dividend issued on Series A Preferred Stock
- F2Automatic conversion of Series A Preferred Stock
- F3Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively
- F4Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.