SEC Form 4/A · accession 0001493152-18-016400
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dean Janeway
Director
Period of report
Sep 4, 2018
Accepted (ET)
Nov 19, 2018 · 6:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2017 | J | 886 | $1.08 | A | 166,441 | D | |
| Common Stock | Jul 27, 2017 | C | 74,074 | $0.675 | A | 240,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 20, 2015 | A | 74,074 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 74,074 | 74,074 | D |
| Warrant | $1.50 | Nov 20, 2015 | J | 33,333 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,333 | 33,333 | D |
| Stock OptionF4 | $0.80 | Sep 4, 2018 | A | 25,000 | A | — | Sep 3, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionF3 | $1.05 | Jun 28, 2017 | A | 25,000 | A | — | Jun 27, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Dividend issued on Series A Preferred Stock
- F2Automatic conversion of Series A Preferred Stock
- F3Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively
- F4Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.