SEC Form 4 · accession 0001127602-18-032857

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Claiborne R Rankin Jr.

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 4:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	413	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	158	$0.00	A	158	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	223	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	102	$0.00	D	10,691	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	464	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	10,793	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	669	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	10,895	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1,F2	Nov 9, 2018	P	2	$64.98	A	415	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 9, 2018	P	1	$64.98	A	159	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Nov 9, 2018	P	1	$64.98	A	224	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	769	I	Held by a trust for the benefit of Reporting Person

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	D	—	—	Class A Common Stock	102	10,691	I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	464	I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	10,793	I
Class B Common Stock^F3	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	669	I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	10,895	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F3N/A