SEC Form 4 · accession 0001209191-18-058414
SCANSOURCE, INC. · SCSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Baur
Officer — CEO · Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 22,739 | $34.35 | A | 58,439 | D | |
| Common StockF2 | Nov 9, 2018 | S | 22,039 | $41.39 | D | 36,400 | D | |
| Common Stock | Nov 9, 2018 | S | 700 | $42.00 | D | 35,700 | D | |
| Common Stock | Nov 12, 2018 | M | 975 | $34.35 | A | 36,675 | D | |
| Common StockF3 | Nov 12, 2018 | S | 975 | $41.24 | D | 35,700 | D | |
| Common Stock | Nov 13, 2018 | M | 2,714 | $34.35 | A | 38,414 | D | |
| Common StockF4 | Nov 13, 2018 | S | 2,714 | $41.08 | D | 35,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $34.35 | Nov 9, 2018 | M | 22,739 | D | — | Aug 21, 2022 | Common Stock | 22,739 | 30,275 | D |
| Employee Stock Option (Right to Buy)F5 | $34.35 | Nov 12, 2018 | M | 975 | D | — | Aug 21, 2022 | Common Stock | 975 | 29,300 | D |
| Employee Stock Option (Right to Buy)F5 | $34.35 | Nov 13, 2018 | M | 2,714 | D | — | Aug 21, 2022 | Common Stock | 2,714 | 26,586 | D |
Explanation of responses
- F1The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on March 22, 2018.
- F2The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.36 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.15 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The option vested in one-third increments on the anniversary of the grant date on 12/02/2012, 12/02/2013 and 12/02/2014.