SEC Form 4 · accession 0001209191-18-058398
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary E Anderson
Officer — CEO, Europe and Asia
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,775 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP UnitsF2 | $0.00 | Nov 12, 2018 | M | 22,500 | D | — | — | Common Stock | 22,500 | 409,979 | D |
Explanation of responses
- F1Represents shares held in the company's 401(k) Plan as of September 30, 2018.
- F2Conversion of LTIP Units (the "LTIP Units") of Prologis, L.P. into common units of Prologis, L.P. (the "Common Units") and redemption of Common Units for cash. The units have no exercisable date or expiration date.