SEC Form 4 · accession 0001593968-18-001433

CARTERS INC · CRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael Dennis Casey

Officer — Chairman and CEO · Director

Period of report

Nov 12, 2018

Accepted (ET)

Nov 13, 2018 · 4:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060822

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Nov 12, 2018	M	25,000	$18.14	A	399,397	D
Common Stock^F1,F3,F2	Nov 12, 2018	S	10,944	$90.45	D	388,453	D
Common Stock^F1,F4,F2	Nov 12, 2018	S	7,756	$91.33	D	380,697	D
Common Stock^F1,F5,F2	Nov 12, 2018	S	4,900	$92.43	D	375,797	D
Common Stock^F1,F6,F2	Nov 12, 2018	S	1,400	$93.36	D	374,397	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Purchase)^F1,F7	$18.14	Nov 12, 2018	M	25,000	D	Mar 12, 2010	Mar 12, 2019	Common Stock	25,000	25,000	D

Explanation of responses

F1The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.
F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F7All of these options are exercisable.