SEC Form 4 · accession 0001127602-18-032994
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian John Smith
Other
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 12, 2018 | M | 60,000 | $34.3525 | A | 140,908 | D | |
| Common Stock, $.25 Par ValueF2 | Nov 12, 2018 | S | 60,000 | $50.0001 | D | 80,908 | D | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 33,964 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $34.3525 | Nov 12, 2018 | M | 60,000 | D | — | Feb 15, 2022 | Common Stock, $.25 Par Value | 60,000 | 117,808 | D |
| Hypothetical SharesF7,F5,F6 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 13,829 | 13,829 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 15, 2018.
- F2The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $50.00 and $50.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of November 9, 2018.
- F4Option (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of November 9, 2018.