SEC Form 4 · accession 0001209191-18-058392
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Hawkins
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2018 | S | 5,000 | $67.3135 | D | 69,511 | D | |
| Common StockF2 | Nov 9, 2018 | S | 5,000 | $67.144 | D | 64,511 | D | |
| Common StockF3 | Nov 9, 2018 | S | 5,000 | $67.2364 | D | 59,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prologis, L.P. OP Common Limited Partnership UnitsF4 | $0.00 | Nov 13, 2018 | G | 1,500 | D | Nov 13, 2018 | — | Units | 1,500 | 543,887 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.15 to $67.41. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.28. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.03 to $67.33. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F4Charitable gift of Prologis, L.P. OP common limited partnership units, which are redeemable for shares of Prologis common stock on a one-for-one basis. The units have no expiration date.