SEC Form 4 · accession 0001227431-18-000006
LIFETIME BRANDS, INC · LCUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Shiftan
Officer — Vice Chairman of Board & COO · Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 15,000 | $4.60 | A | 231,508 | D | |
| Common Stock | Nov 9, 2018 | F | 9,933 | $10.15 | D | 221,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $4.60 | Nov 9, 2018 | M | 15,000 | D | — | Nov 10, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1This option was granted on November 10, 2008 and vested quarterly through June 30, 2010.