SEC Form 4 · accession 0000899243-18-028886
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison M Jeynes-Ellis
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 14, 2018 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | A | 28,985 | — | A | 28,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.07 | Nov 7, 2018 | A | 75,000 | A | — | Nov 7, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The securities described are restricted stock units and will vest on November 7, 2019.
- F2Represents the grant of an option to purchase shares of common stock. The stock option vests in three equal annual installments on each of November 7, 2019, 2020 and 2021.