SEC Form 4 · accession 0001127602-18-032997
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy N Waller
Officer — Executive VP, CFO
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 12, 2018 | M | 88,400 | $27.7675 | A | 256,421 | D | |
| Common Stock, $.25 Par Value | Nov 12, 2018 | S | 88,400 | $50.00 | D | 168,021 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 17,285 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $27.7675 | Nov 12, 2018 | M | 88,400 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 88,400 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 9,903 | 9,903 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 2, 2018.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of November 9, 2018.
- F3Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of November 9, 2018.