Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 4, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

305 filings · trading day Dec 4, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 29, 2017 ACJForm 4 →	Dec 1, 8:47 pm EST	FGL HoldingsFG	Chinh ChuCo-Executive Chairman, Director	7,234,968	$1.00	$1,500,000	9,566,667	—
Nov 29, 2017 AJForm 4 →	Dec 1, 8:49 pm EST	FGL HoldingsFG	CF Capital Growth, LLCDirector, 10% Owner	1,530,221	$1.00	$1,500,000	0	—
Nov 29, 2017 ACJForm 4 →	Dec 1, 8:50 pm EST	FGL HoldingsFG	William P Foley IICo-Executive Chairman, Director	7,234,969	$1.00	$1,500,000	9,566,667	—
Nov 30, 2017 XForm 4 →	Dec 1, 7:50 pm EST	CERNER CORP /MO/CERN	Marc G NaughtonExec. VP & CFO	60,000	$21.30	$1,278,000	0	—
Nov 21, 2017 SForm 4 →	Dec 1, 6:59 pm EST	MONARCH CASINO & RESORT INCMCRI	Richard L. CooleyVP of Administration	20,000	$46.50	$930,000	40,000	—	late
Nov 30, 2017 PForm 4 →	Dec 1, 6:42 pm EST	DYNATRONICS CORPDYNT	Stuart Essig10% Owner	199,005	$2.75	$547,264	199,005	—
Nov 30, 2017 PForm 4 →	Dec 1, 7:09 pm EST	DYNATRONICS CORPDYNT	Erin S. EnrightDirector	199,005	$2.75	$547,264	199,005	—
Nov 30, 2017 PForm 4 →	Dec 1, 6:37 pm EST	DYNATRONICS CORPDYNT	Provco Ventures 1 LP10% Owner	150,000	$2.75	$412,500	150,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:04 pm EST	SEI INVESTMENTS COSEIC	N Jeffrey KlauderEXECUTIVE VICE PRESIDENT	20,000	$17.65	$353,000	10,000	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:55 pm EST	Lexaria Bioscience Corp.LXRP	Allan Horst SpissingerCFO	200,000	$0.83	$166,000	400,000	—
May 11, 2017 AForm 4 →	Dec 4, 3:13 pm EST	KELLY SERVICES INCKELYA	Jane E DuttonDirector	3,493	$22.90	$79,990	3,493	—	late
Dec 1, 2017 MForm 4 →	Dec 1, 4:21 pm EST	PC TEL INCPCTI	Brian J JackmanDirector	10,000	$6.86	$68,600	0	—
Nov 17, 2017 MForm 4 →	Dec 4, 1:57 pm EST	Neenah Paper IncNP	Byron Jason RackiPresident, Performance Materia	694	$88.10	$61,141	0	—	late
Nov 30, 2017 MForm 4 →	Dec 1, 4:29 pm EST	PC TEL INCPCTI	Giacomo MariniDirector	8,158	$6.86	$55,964	0	—
Nov 30, 2017 PForm 4 →	Dec 1, 6:46 pm EST	DYNATRONICS CORPDYNT	Brian LarkinDirector	20,000	$2.75	$55,000	20,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:13 pm EST	FULLER H B COFUL	Lee R MitauDirector	836	$56.57	$47,300	106,969	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:50 pm EST	VIRTUSA CORPVRTU	Raj RajgopalPresident, DBS	4,025	$9.89	$39,798	10,660	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:13 pm EST	FULLER H B COFUL	R William Van SantDirector	656	$56.57	$37,125	85,994	—
Dec 1, 2017 MForm 4 →	Dec 4, 9:32 am EST	EMC INSURANCE GROUP INCEMCI	Lisa Anne SimonettaSenior Vice President	2,250	$15.64	$35,201	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 6:06 pm EST	FLOWSERVE CORPFLS	David E Roberts Jr.Director	814	$42.54	$34,628	26,792	—
Dec 1, 2017 AForm 4 →	Dec 1, 6:05 pm EST	FLOWSERVE CORPFLS	Gayla J DellyDirector	811	$42.54	$34,500	40,120	—
Dec 1, 2017 AForm 4 →	Dec 1, 6:05 pm EST	FLOWSERVE CORPFLS	Rick J MillsDirector	676	$42.54	$28,757	53,969	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:13 pm EST	FULLER H B COFUL	Thomas W HandleyDirector	438	$56.57	$24,750	37,393	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:13 pm EST	FULLER H B COFUL	Maria Teresa HiladoDirector	438	$56.57	$24,750	15,624	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:13 pm EST	FULLER H B COFUL	J Michael LoshDirector	438	$56.57	$24,750	78,179	—
Nov 30, 2017 AForm 4 →	Dec 4, 8:50 am EST	Quanex Building Products CORPNX	Curtis M StevensDirector	816	$21.90	$17,875	14,787	—	amended
Nov 30, 2017 AForm 4 →	Dec 4, 10:26 am EST	CONOCOPHILLIPSCOP	Richard H AuchinleckDirector	273	$51.22	$13,982	85,003	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:28 am EST	CONOCOPHILLIPSCOP	John V FaraciDirector	241	$51.22	$12,343	16,929	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:30 am EST	CONOCOPHILLIPSCOP	Robert A NiblockDirector	228	$51.22	$11,677	39,831	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:08 pm EST	SONOCO PRODUCTS COSON	Robert C TiedeExecutive VP & COO	211	$53.51	$11,291	27,380	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:31 am EST	CONOCOPHILLIPSCOP	Harald J NorvikDirector	216	$51.22	$11,062	69,437	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:28 am EST	CONOCOPHILLIPSCOP	Arjun N MurtiDirector	212	$51.21	$10,858	21,836	—
Nov 30, 2017 AForm 4 →	Dec 4, 8:45 am EST	Quanex Building Products CORPNX	Robert R BuckDirector	442	$21.90	$9,688	20,430	—	amended
Nov 30, 2017 MForm 4 →	Dec 1, 4:26 pm EST	NORTHWEST INDIANA BANCORPNWIN(OB)	Robert T LowryExecutive Vice President	250	$28.50	$7,125	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:37 pm EST	NORTHWEST INDIANA BANCORPNWIN(OB)	Tanya A. LeetzExecutive Vice President	250	$28.50	$7,125	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:47 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	41	$116.85	$4,774	2,392	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:29 pm EST	DESTINATION XL GROUP, INC.DXLG	Willem Mesdag +4Director, 10% Owner	2,250	$2.00	$4,500	2,250	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:04 pm EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	211	$14.51	$3,068	366,038	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:27 pm EST	KROGER COKR	Ronald SargentDirector	113	$25.67	$2,905	23,351	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:28 pm EST	KROGER COKR	Bobby S ShackoulsDirector	113	$25.67	$2,905	23,351	—
Dec 1, 2017 AForm 4 →	Dec 1, 5:00 pm EST	BERKLEY W R CORPWRB	Mark Ellwood BrockbankDirector	36	$68.82	$2,477	21,998	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:57 pm EST	ORBITAL ATK, INC.OA	Roman Martinez IVDirector	18	$131.94	$2,425	7,597	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:28 pm EST	DESTINATION XL GROUP, INC.DXLG	John E KyeesDirector	1,125	$2.00	$2,250	1,125	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:05 pm EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	137	$14.51	$1,984	76,821	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:06 pm EST	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	108	$14.51	$1,569	130,534	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:07 pm EST	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	108	$14.51	$1,569	193,972	—
Dec 1, 2017 AForm 4 →	Dec 4, 3:19 pm EST	SCANA CORPSCG	Jimmy E AddisonSCANA & SCEG Exec. VP & CFO	34	$44.26	$1,525	5,466	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:48 pm EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	11	$116.85	$1,317	321	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:04 pm EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	84	$14.51	$1,223	70,491	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:45 pm EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	10	$116.85	$1,150	6,770	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:22 pm EST	KROGER COKR	Nora A AufreiterDirector	44	$25.67	$1,121	9,008	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:03 pm EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	76	$14.51	$1,107	12,825	—
Nov 30, 2017 AForm 4 →	Dec 4, 3:37 pm EST	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	8	$116.85	$941	690	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:26 pm EST	KROGER COKR	Anne GatesDirector	35	$25.67	$910	7,313	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:24 pm EST	KROGER COKR	Robert D BeyerDirector	34	$25.67	$874	7,030	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:56 pm EST	ORBITAL ATK, INC.OA	Ronald R FoglemanDirector	4	$131.94	$589	1,845	—
Dec 1, 2017 AForm 4 →	Dec 4, 3:19 pm EST	SCANA CORPSCG	Stephen A ByrneSCANA Exec. VP/SCEG COO & Pres	10	$44.26	$458	31,428	—
Nov 30, 2017 AForm 4 →	Dec 4, 1:05 pm EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	31	$14.51	$450	50,876	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:25 am EST	XCEL ENERGY INCXEL	Christopher B ClarkPresident, NSPM	8	$51.61	$425	295	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:58 pm EST	ORBITAL ATK, INC.OA	Michael A KahnEVP, Pres Defense Sys Grp	3	$132.28	$404	1,265	—
Dec 1, 2017 PForm 4 →	Dec 4, 8:37 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	22	$18.25	$402	1,299	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:37 pm EST	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	9	$44.20	$400	6,748	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:39 pm EST	Voya Financial, Inc.VOYA	Charles P NelsonCEO, Retirement	8	$44.20	$350	1,249	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:30 am EST	XCEL ENERGY INCXEL	Jeffrey S SavageSVP & Controller	5	$51.61	$250	28,069	—
Dec 1, 2017 PForm 4 →	Dec 4, 8:37 am EST	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	2	$18.25	$37	6,117	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:01 pm EST	ENVESTNET, INC.ENV	Judson BergmanChief Executive Officer, Director	10,000	—	—	317,000	—
Dec 1, 2017 MForm 4 →	Dec 1, 4:03 pm EST	AKAMAI TECHNOLOGIES INCAKAM	Aaron AholaSVP & General Counsel	633	—	—	3,168	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:04 pm EST	ENVESTNET, INC.ENV	Matthew MajorosPrincipal Accounting Officer	119	—	—	596	—
Nov 29, 2017 CForm 4 →	Dec 1, 4:04 pm EST	Malibu Boats, Inc.MBUU	Ritchie L. AndersonChief Operating Officer	15,000	—	—	9,912	—
Nov 29, 2017 CForm 4 →	Dec 1, 4:05 pm EST	Malibu Boats, Inc.MBUU	Wayne R. WilsonChief Financial Officer	35,000	—	—	34,352	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:05 pm EST	Heritage Insurance Holdings, Inc.HRTG	Bruce LucasChairman & CEO, Director	17,762	—	—	482,238	—
Nov 28, 2017 MForm 4 →	Dec 1, 4:06 pm EST	MARKETAXESS HOLDINGS INCMKTX	Richard M McVeyChairman & CEO, Director	110,965	—	—	0	—	late
Nov 29, 2017 MForm 4 →	Dec 1, 4:06 pm EST	MEREDITH CORPMDP	Steven M CappaertCorporate Controller	4,300	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:06 pm EST	MEREDITH CORPMDP	Joseph H CeryanecChief Financial Officer	18,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:06 pm EST	Heritage Insurance Holdings, Inc.HRTG	Ernie J GarateixChief Operating Officer	1,953	—	—	98,047	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:08 pm EST	ENVESTNET, INC.ENV	Ross K ChapinDirector	64	—	—	321	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:09 pm EST	ENVESTNET, INC.ENV	James L FoxDirector	55	—	—	277	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:09 pm EST	ENVESTNET, INC.ENV	James JohnsonDirector	61	—	—	305	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:09 pm EST	NOVAGOLD RESOURCES INCNG	Gillyeard J. LeathleyDirector	104,400	—	—	104,400	—
Nov 29, 2017 AMForm 4 →	Dec 1, 4:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Dennis W ZankChief Operating Officer	7,500	—	—	5,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:10 pm EST	ENVESTNET, INC.ENV	Gregory A SmithDirector	55	—	—	277	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:11 pm EST	NOVAGOLD RESOURCES INCNG	Gerald James McConnellDirector	104,400	—	—	104,400	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:11 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA	5,000	—	—	5,000	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:13 pm EST	NOVAGOLD RESOURCES INCNG	Clynton R. NaumanDirector	100,100	—	—	100,100	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:13 pm EST	Heritage Insurance Holdings, Inc.HRTG	Richard A WiddicombePresident, Director	4,965	—	—	245,035	—
Dec 1, 2017 MForm 4 →	Dec 1, 4:13 pm EST	SYNNEX CORPSNX	Thomas S. WursterDirector	300	—	—	9,100	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:13 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey A DowdlePresident, Asset Mgmt Group	5,000	—	—	5,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:14 pm EST	ADVANCED MICRO DEVICES INCAMD	Devinder KumarSVP, CFO & Treasurer	113,519	—	—	35,589	—
Nov 22, 2017 AForm 4/A →	Dec 1, 4:15 pm EST	DIGITAL POWER CORPDPW	William B HorneDirector	1,000,000	—	—	1,200,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:15 pm EST	PNC FINANCIAL SERVICES GROUP, INC.PNC	E William Parsley IIIExecutive Vice President	25,000	—	—	0	—
Nov 30, 2017 AMForm 4 →	Dec 1, 4:16 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Steven M RaneyPresident & CEO RJBank	17,500	—	—	5,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:16 pm EST	PNC FINANCIAL SERVICES GROUP, INC.PNC	Robert Q ReillyExecutive Vice President	10,000	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:17 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Tashtego S ElwynPresident - RJA	5,000	—	—	5,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:18 pm EST	Univar Inc.UNVR	Stephen D NewlinChairman & CEO, Director	12,500	—	—	175,000	—
Nov 29, 2017 AForm 4 →	Dec 1, 4:23 pm EST	PATRIOT TRANSPORTATION HOLDING, INC.PATI	Robert E SandlinPresident	14,435	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:25 pm EST	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	50,000	—	—	350,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:28 pm EST	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Mary Kay WegnerPres., Franchise Svcs Group	2,152	—	—	4,302	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:29 pm EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,176	—	—	1	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:29 pm EST	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Martin WickChief Operating Ofc., Terminix	2,152	—	—	4,302	—
Nov 29, 2017 AForm 4 →	Dec 1, 4:29 pm EST	BioScrip, Inc.BIOS	Gerald Anthony LopezChief Accounting Officer	52,126	—	—	52,126	—
Nov 29, 2017 XForm 4 →	Dec 1, 4:32 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Stuart I OranSecretary, Director	37,744	—	—	170,322	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:33 pm EST	Synchrony FinancialSYF	David P MelitoSee remarks	580	—	—	1,162	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:33 pm EST	MANTECH INTERNATIONAL CORPMANT	Judith L BjornaasExecutive Vice President & CFO	7,500	—	—	7,500	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:34 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert J. BaileyCorporate VP, Controller	2,100	—	—	5,500	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:35 pm EST	INTEL CORPINTC	Brian M KrzanichCEO, Director	644,135	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:35 pm EST	Fidelity & Guaranty LifeFGL	William P. MelchionniDirector	5,980	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:36 pm EST	Fidelity & Guaranty LifeFGL	Christopher FlemingSVP, Operations and Technology	15,777	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:37 pm EST	Fidelity & Guaranty LifeFGL	William BawdenDirector	5,613	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:37 pm EST	AtriCure, Inc.ATRC	M. Andrew WadeSVP and CFO	2,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:37 pm EST	MANTECH INTERNATIONAL CORPMANT	Daniel J KeefeBusiness Group President	6,000	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:37 pm EST	NOVAGOLD RESOURCES INCNG	Igor LeventalDirector	100,100	—	—	100,100	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:37 pm EST	SiteOne Landscape Supply, Inc.SITE	Pascal ConversEVP, Strategy and Development	9,750	—	—	199,376	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:38 pm EST	Fidelity & Guaranty LifeFGL	Eric L. MarhounEVP, GC and Secretary	23,104	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:38 pm EST	NOVAGOLD RESOURCES INCNG	Sharon DowdallDirector	104,400	—	—	104,400	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:39 pm EST	PNC FINANCIAL SERVICES GROUP, INC.PNC	Joseph E RockeyExecutive Vice President	17,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:39 pm EST	Fidelity & Guaranty LifeFGL	Rajesh KrishnanEVP, Chief Investment Officer	21,855	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:40 pm EST	Fidelity & Guaranty LifeFGL	Christopher J LittlefieldChief Executive Officer, Director	198,408	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:40 pm EST	NOVAGOLD RESOURCES INCNG	Anthony P. WalshDirector	104,400	—	—	104,400	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:41 pm EST	Fidelity & Guaranty LifeFGL	John P. O'ShaughnessySVP, Business Development	11,845	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:42 pm EST	Fidelity & Guaranty LifeFGL	Rosanne BoehmSVP Human Resources	13,382	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:43 pm EST	CAI International, Inc.CAI	Daniel James HallahanSenior VP, Global Marketing	36,645	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:43 pm EST	SMITH A O CORPAOS	Mark A PetrarcaSenior Vice Pres. - H.R. & P.A	16,600	—	—	44,415	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:43 pm EST	Fidelity & Guaranty LifeFGL	Dennis VigneauEVP and Chief Financial Off	4,707	—	—	0	—
Nov 29, 2017 AForm 4 →	Dec 1, 4:43 pm EST	STEWART INFORMATION SERVICES CORPSTC	John L KilleaChief Legal Officer	19,669	—	—	19,669	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:44 pm EST	Fidelity & Guaranty LifeFGL	L. John H. TweedieDirector	5,613	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:45 pm EST	Fidelity & Guaranty LifeFGL	Wendy J.B. YoungSVP and Chief Risk Officer	12,099	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:45 pm EST	SELECTIVE INSURANCE GROUP INCSIGI	Paul D BauerDirector	28,840	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:45 pm EST	AutoWeb, Inc.AUTO	Jeffrey H CoatsPRESIDENT AND CEO, Director	26,196	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:45 pm EST	Clovis Oncology, Inc.CLVS	Corwin Dale HooksSee Remarks	868	—	—	9,557	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:45 pm EST	Clovis Oncology, Inc.CLVS	Daniel W MuehlSee Remarks	547	—	—	6,015	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:45 pm EST	Fidelity & Guaranty LifeFGL	II John A. PhelpsSVP Chief Distribution Officer	17,305	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:46 pm EST	ATN International, Inc.ATNI	Justin D BenincasaCFO	4,179	—	—	4,179	—
Nov 30, 2017 DForm 4 →	Dec 1, 4:46 pm EST	Fidelity & Guaranty LifeFGL	James M BensonDirector	2,205	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:52 pm EST	TRUSTCO BANK CORP N YTRST	Robert T CushingExecutive Vice President & COO	22,300	—	—	11,200	—
Nov 30, 2017 AForm 4 →	Dec 1, 4:55 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Scott A CurtisPresident - RJFS	5,000	—	—	5,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 4:55 pm EST	ASSOCIATED BANC-CORPASB	Christopher Del Moral-NilesChief Financial Officer	10,000	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 4:59 pm EST	NOVAGOLD RESOURCES INCNG	Rick Van NieuwenhuyseDirector	104,400	—	—	104,400	—
Nov 27, 2017 XForm 4 →	Dec 1, 5:00 pm EST	KKR Income Opportunities FundKIO	Michael E CahillDirector	833	—	—	0	—	late
Dec 1, 2017 AForm 4 →	Dec 1, 5:01 pm EST	NOVAGOLD RESOURCES INCNG	Kalidas V MadhavpeddiDirector	100,100	—	—	100,100	—
Dec 1, 2017 AForm 4 →	Dec 1, 5:02 pm EST	HEMISPHERE MEDIA GROUP, INC.HMTV	Javier Jose MaynuletOfficer of Subsidiary Division	55,000	—	—	55,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:04 pm EST	MODINE MANUFACTURING COMOD	Matthew J McBurneyVP, Strategic Planning and Dev	3,522	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:08 pm EST	SKYWEST INCSKYW	Terry VaisChief Operating Officer - Sub	15,916	—	—	1,149	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:14 pm EST	BERKSHIRE HILLS BANCORP INCBHLB	James Williar DunlaevyDirector	7,455	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:14 pm EST	HORMEL FOODS CORP /DE/HRL	Thomas R DayGroup Vice President	60,000	—	—	20,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:15 pm EST	HORMEL FOODS CORP /DE/HRL	Gary JamisonVice President and Treasurer	8,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Dec 1, 5:15 pm EST	Arsanis, Inc.ASNS	David W J McGirrDirector	7,324	—	—	7,324	—	late amended
Nov 30, 2017 MForm 4 →	Dec 1, 5:16 pm EST	HORMEL FOODS CORP /DE/HRL	Terrell K CrewsDirector	16,000	—	—	0	—
Oct 26, 2017 AForm 4 →	Dec 1, 5:17 pm EST	KNOLL INCKNL	Scott F CameronSr.Vice President-Operations	5,000	—	—	5,000	—	late
Nov 15, 2017 AForm 4 →	Dec 1, 5:18 pm EST	Arsanis, Inc.ASNS	Amy W SchulmanDirector	7,324	—	—	7,324	—	late amended
Nov 15, 2017 AForm 4 →	Dec 1, 5:19 pm EST	Arsanis, Inc.ASNS	Claudio NessiDirector	7,324	—	—	7,324	—	late amended
Nov 15, 2017 AForm 4 →	Dec 1, 5:19 pm EST	Arsanis, Inc.ASNS	Michael Jay RossDirector, 10% Owner	7,324	—	—	7,324	—	late amended
Nov 30, 2017 MForm 4 →	Dec 1, 5:21 pm EST	CRAY INCCRAY	Michael Charles PirainoSVP Admin, GC & Corp Sec	1,100	—	—	53,900	—
Nov 15, 2017 AForm 4 →	Dec 1, 5:22 pm EST	Arsanis, Inc.ASNS	Terrance McGuireDirector, 10% Owner	7,324	—	—	7,324	—	late amended
Nov 15, 2017 AForm 4 →	Dec 1, 5:22 pm EST	Arsanis, Inc.ASNS	Carl L GordonDirector, 10% Owner	7,324	—	—	7,324	—	late amended
Nov 29, 2017 JForm 4 →	Dec 1, 5:23 pm EST	HEMISPHERE MEDIA GROUP, INC.HMTV	Alan J. SokolCEO, President, Director	314,150	—	—	1,650	—
Nov 15, 2017 AForm 4 →	Dec 1, 5:24 pm EST	Arsanis, Inc.ASNS	Tillman U. GerngrossDirector	7,324	—	—	7,324	—	late amended
Nov 15, 2017 AForm 4 →	Dec 1, 5:26 pm EST	Arsanis, Inc.ASNS	William D ClarkDirector	7,324	—	—	7,324	—	late amended
Nov 29, 2017 MForm 4 →	Dec 1, 5:27 pm EST	Athene Holding LtdATH	Grant KvalheimSee Remarks	44,000	—	—	0	—
Nov 29, 2017 CForm 4 →	Dec 1, 5:30 pm EST	INTELLINETICS, INC.INXL	Michael N Taglich10% Owner	—	—	—	3,084,783	—
Nov 29, 2017 CForm 4 →	Dec 1, 5:30 pm EST	INTELLINETICS, INC.INLX	Robert Taglich10% Owner	75,000	—	—	1,703,572	—
Nov 29, 2017 CForm 4 →	Dec 1, 5:30 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	50,000	—	—	7,902,826	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:30 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Bella Loykhter AllaireExecutive Vice President-RJA	5,000	—	—	5,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:31 pm EST	GAP INCGPS	Jeff KirwanPresident & CEO, GAP	6,430	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 1, 5:32 pm EST	Alkermes plc.ALKS	Paul J MitchellDirector	1,000	—	—	3,000	—
Dec 1, 2017 AForm 4 →	Dec 1, 5:33 pm EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	442,000	—	—	57,700	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:34 pm EST	NEW JERSEY RESOURCES CORPNJR	Laurence M DownesChairman, President & CEO, Director	2,212	—	—	15,602	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:34 pm EST	GENESEE & WYOMING INCGWR	Christopher F LiucciChief Accounting Officer	1,219	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 1, 5:35 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	1,417,400	—	—	185,000	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:35 pm EST	PORTOLA PHARMACEUTICALS INCPTLA	John H Lawrence IIISVP, Chief Medical Officer	125,000	—	—	125,000	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:35 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul D AllisonChair, President & CEO RJ Ltd.	5,000	—	—	5,000	—
Dec 1, 2017 AForm 4 →	Dec 1, 5:37 pm EST	NOVAGOLD RESOURCES INCNG	David A. OttewellVice President & CFO	472,800	—	—	61,700	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:38 pm EST	ORBCOMM Inc.ORBC	John J Stolte Jr.EVP, Technology & Operations	75,000	—	—	0	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:39 pm EST	WSFS FINANCIAL CORPWSFS	S James MazarakisEVP	1,868	—	—	2,317	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:42 pm EST	RAYMOND JAMES FINANCIAL INCRJF	John C Carson Jr.President	5,000	—	—	5,000	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:45 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey P JulienCFO, Executive VP - Fin	5,000	—	—	5,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:51 pm EST	Sprouts Farmers Market, Inc.SFM	Theodore Edward Frumkin IIChief Development Officer	36,667	—	—	73,333	—
Nov 29, 2017 AMForm 4 →	Dec 1, 5:51 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	15,110	—	—	12,500	—
Nov 29, 2017 MForm 4 →	Dec 1, 5:51 pm EST	CONAGRA BRANDS INC.CAG	Colleen BatchelerEVP Gen Counsel & Corp Secty	120,451	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 5:52 pm EST	Sprouts Farmers Market, Inc.SFM	Brandon F. LombardiChief HR & Legal Officer	25,834	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:53 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jonathan N SantelliEVP, Gen Counsel, Secy	5,000	—	—	5,000	—
Dec 1, 2017 MForm 4 →	Dec 1, 5:54 pm EST	Sprouts Farmers Market, Inc.SFM	James Leroy NielsenPresident & COO	110,000	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:57 pm EST	RAYMOND JAMES FINANCIAL INCRJF	James E BunnCo-Pres-GlobEq&Inv Banking-RJA	8,000	—	—	8,000	—
Nov 30, 2017 AForm 4 →	Dec 1, 5:58 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jennifer C AckartSVP, Controller	3,000	—	—	3,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 6:02 pm EST	EAGLE MATERIALS INCEXP	Michael HaackEVP and COO	10,000	—	—	40,000	—
Nov 29, 2017 CMForm 4 →	Dec 1, 6:14 pm EST	Tableau Software IncDATA	Keenan Michael ConderEVP, GC & Secretary	12,000	—	—	0	—
Dec 1, 2017 CForm 4 →	Dec 1, 6:14 pm EST	Tableau Software IncDATA	Elissa FinkChief Marketing Officer	1,000	—	—	86,920	—
Nov 30, 2017 CForm 4 →	Dec 1, 6:17 pm EST	Alphabet Inc.GOOG	Eric E SchmidtExecutive Chairman, Director	28,457	—	—	572,720	—
Nov 29, 2017 MForm 4 →	Dec 1, 6:21 pm EST	Live Nation Entertainment, Inc.LYV	Michael RapinoPresident & CEO, Director	210,000	—	—	1,790,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 6:27 pm EST	BGC Partners, Inc.BGCP	Howard W LutnickChairman and CEO, Director, 10% Owner	1,000,000	—	—	0	—
Nov 30, 2017 CMForm 4 →	Dec 1, 6:28 pm EST	Tableau Software IncDATA	Thomas E Walker Jr.Chief Financial Officer	15,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 1, 6:34 pm EST	Q2 Holdings, Inc.QTWO	Adam D BlueChief Technology Officer	30,000	—	—	86,048	—
Dec 1, 2017 MForm 4 →	Dec 1, 6:35 pm EST	Q2 Holdings, Inc.QTWO	Matthew P FlakeCEO, Director	53,952	—	—	700,640	—
Dec 1, 2017 MForm 4 →	Dec 1, 6:35 pm EST	Q2 Holdings, Inc.QTWO	Jennifer Noel HarrisChief Financial Officer	34,792	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 1, 6:40 pm EST	VIASAT INCVSAT	John P StenbitDirector	700	—	—	800	—
Dec 1, 2017 MForm 4 →	Dec 1, 6:43 pm EST	Digimarc CORPDMRC	Bruce L DavisChairman and CEO	5,000	—	—	40,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 6:46 pm EST	MERIT MEDICAL SYSTEMS INCMMSI	Kent W StangerDirector	2,918	—	—	51,082	—
Nov 29, 2017 AForm 4 →	Dec 1, 6:54 pm EST	POTBELLY CORPPBPB	Alan L JohnsonPresident and CEO	200,401	—	—	200,401	—
Nov 30, 2017 MForm 4 →	Dec 1, 6:56 pm EST	Protagonist Therapeutics, IncPTGX	David Y LiuChief Scientific Officer	875	—	—	12,350	—
Dec 1, 2017 MForm 4 →	Dec 1, 7:03 pm EST	IONIS PHARMACEUTICALS INCIONS	Patrick R. O'NeilSVP, Legal & General Counsel	1,000	—	—	700	—
Nov 30, 2017 MForm 4 →	Dec 1, 7:04 pm EST	IONIS PHARMACEUTICALS INCIONS	Joseph Klein IIIDirector	3,000	—	—	6,000	—
Nov 29, 2017 MForm 4 →	Dec 1, 7:12 pm EST	IONIS PHARMACEUTICALS INCIONS	Elizabeth L HougenSVP, Finance & CFO	6,000	—	—	9,000	—
Nov 30, 2017 MForm 4 →	Dec 1, 7:47 pm EST	At Home Group Inc.HOME	Alissa M AhlmanChief Merchandising Officer	30,702	—	—	251,756	—
Dec 1, 2017 MForm 4 →	Dec 1, 7:49 pm EST	At Home Group Inc.HOME	Valerie DavissonChief People Officer	120,000	—	—	162,458	—
Nov 30, 2017 MForm 4 →	Dec 1, 7:50 pm EST	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	79,764	—	—	2,166,650	—
Nov 29, 2017 ACJForm 4 →	Dec 1, 8:47 pm EST	FGL HoldingsFG	Richard N MasseyDirector	432,766	—	—	333,333	—
Nov 29, 2017 ACJForm 4 →	Dec 1, 8:48 pm EST	FGL HoldingsFG	James QuellaDirector	229,336	—	—	166,667	—
Nov 29, 2017 ACJForm 4 →	Dec 1, 8:49 pm EST	FGL HoldingsFG	Keith W AbellDirector	49,320	—	—	33,333	—
Nov 29, 2017 MForm 4 →	Dec 1, 9:17 pm EST	Rimini Street, Inc.RMNI	Jack L AcostaDirector	1,000	—	—	238,412	—
Nov 30, 2017 CForm 4 →	Dec 1, 9:32 pm EST	Snap IncSNAP	Evan SpiegelChief Executive Officer, Director, 10% Owner	2,218,989	—	—	0	—
Dec 4, 2017 AForm 4 →	Dec 4, 8:45 am EST	GENTHERM IncTHRM	Phillip EylerChief Executive Officer, Director	212,500	—	—	212,500	—
Nov 30, 2017 DForm 4 →	Dec 4, 9:46 am EST	Capital Bank Financial Corp.CBF	Maria JustoEnterprise Risk Executive	20,270	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 9:47 am EST	Capital Bank Financial Corp.CBF	Kenneth Johnson KavanaghConsumer Market Executive	50,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 9:52 am EST	Capital Bank Financial Corp.CBF	Vincent M LichtenbergerEVP and General Counsel	15,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 9:57 am EST	Capital Bank Financial Corp.CBF	Kenneth A. PosnerSee Remarks	226,931	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 9:59 am EST	Capital Bank Financial Corp.CBF	Robert L ReidDirector	44,618	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 10:01 am EST	Capital Bank Financial Corp.CBF	R. Bruce SingletaryChief Credit Officer	452,330	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 10:03 am EST	Capital Bank Financial Corp.CBF	R Eugene TaylorChairman and CEO, Director	1,460,395	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 10:07 am EST	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	130,617	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 10:10 am EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseSVP, Chief Risk Officer	3,000	—	—	3,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 10:13 am EST	CME GROUP INC.CME	Kimberly S TaylorFormer Sr MD&Pres.Clr&PostTrad	8,125	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 10:26 am EST	Archrock Partners, L.P.APLP	James G CrumpDirector	1,843	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 10:29 am EST	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O.., Director	15,090	—	—	15,100	—
Dec 1, 2017 MForm 4 →	Dec 4, 10:32 am EST	Archrock Partners, L.P.APLP	G Stephen FinleyDirector	1,843	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 10:40 am EST	Archrock Partners, L.P.APLP	Edmund P Segner IIIDirector	1,843	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 11:25 am EST	CHART INDUSTRIES INCGTLS	Samuel F ThomasExecutive Chairman, Director	18,950	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 11:35 am EST	PRAXAIR INCPX	Scott E TeleszExecutive Vice President	21,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 11:40 am EST	Helmerich & Payne, Inc.HP	John W LindsayPresident & CEO, Director	25,000	—	—	0	—
Nov 21, 2017 MForm 4 →	Dec 4, 11:45 am EST	Energy XXI Gulf Coast, Inc.EXXI	George KollitidesDirector	9,833	—	—	6,667	—	late
Dec 1, 2017 XForm 4 →	Dec 4, 11:52 am EST	MAGELLAN HEALTH INCMGLN	Daniel N GregoireGeneral Counsel and Secretary	8,275	—	—	10,083	—
Nov 30, 2017 MForm 4 →	Dec 4, 12:04 pm EST	UNITED FIRE GROUP INCUFCS	James NoyceDirector	2,727	—	—	0	—
Dec 1, 2017 JForm 4 →	Dec 4, 12:07 pm EST	VECTREN CORPVVC	R Daniel SadlierDirector	283	—	—	46,625	—
Dec 1, 2017 JForm 4 →	Dec 4, 12:07 pm EST	VECTREN CORPVVC	Patrick K MullenDirector	26	—	—	3,997	—
Dec 1, 2017 JForm 4 →	Dec 4, 12:08 pm EST	VECTREN CORPVVC	Robert G JonesDirector	81	—	—	12,449	—
Dec 1, 2017 JForm 4 →	Dec 4, 12:08 pm EST	VECTREN CORPVVC	Jean L WojtowiczDirector	188	—	—	14,412	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:31 pm EST	Allison Transmission Holdings IncALSN	Stanley A AskrenDirector	11	—	—	36	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:33 pm EST	Allison Transmission Holdings IncALSN	John CollSVP, Global MSS	68	—	—	445	—
Dec 1, 2017 MForm 4 →	Dec 4, 12:34 pm EST	LEGGETT & PLATT INCLEG	Scott S DouglasSVP - General Counsel	9,800	—	—	4,475	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:35 pm EST	Allison Transmission Holdings IncALSN	Lawrence E. DeweyChairman and CEO	351	—	—	2,372	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:36 pm EST	Allison Transmission Holdings IncALSN	Michael DickSVP, Ops and Purchasing	50	—	—	463	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:38 pm EST	Allison Transmission Holdings IncALSN	David C EverittDirector	43	—	—	434	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:39 pm EST	Allison Transmission Holdings IncALSN	Tunon Alvaro GarciaDirector	43	—	—	264	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:41 pm EST	Allison Transmission Holdings IncALSN	David S. GraziosiPresident, CFO and Treasurer	173	—	—	1,042	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:42 pm EST	Allison Transmission Holdings IncALSN	Randall R. KirkSVP, Prod Eng & Product Team	38	—	—	291	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:44 pm EST	Allison Transmission Holdings IncALSN	Richard P LavinDirector	11	—	—	36	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:46 pm EST	Allison Transmission Holdings IncALSN	Dana JH PittardVP, Defense Programs	21	—	—	154	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:47 pm EST	Allison Transmission Holdings IncALSN	Thomas W RabautDirector	13	—	—	118	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:48 pm EST	Allison Transmission Holdings IncALSN	Francis RabornDirector	11	—	—	36	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:50 pm EST	Allison Transmission Holdings IncALSN	Richard VanFleet ReynoldsDirector	65	—	—	918	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:51 pm EST	Allison Transmission Holdings IncALSN	James A StarDirector	11	—	—	36	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:52 pm EST	Allison Transmission Holdings IncALSN	Eric C. ScrogginsVP, Gen. Counsel and Secretary	27	—	—	266	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:54 pm EST	ARCH COAL INCARCH	James N ChapmanDirector	2,250	—	—	2,250	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:54 pm EST	ARCH COAL INCARCH	Sherman Edmiston IIIDirector	1,600	—	—	1,600	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:55 pm EST	ARCH COAL INCARCH	Patrick A KriegshauserDirector	1,600	—	—	1,600	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:56 pm EST	ARCH COAL INCARCH	Richard A NavarreDirector	1,600	—	—	1,600	—
Nov 30, 2017 AForm 4 →	Dec 4, 12:57 pm EST	ARCH COAL INCARCH	Scott D. VogelDirector	1,600	—	—	1,600	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:13 pm EST	Park Sterling CorpPSTB	Ben Richard Rudisill IIDirector	4,351	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:14 pm EST	Park Sterling CorpPSTB	Bryan F. Kennedy IIIPresident	160,228	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:15 pm EST	Park Sterling CorpPSTB	Jeffrey S. KaneDirector	32,340	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:15 pm EST	Park Sterling CorpPSTB	Nancy L. FosterChief Risk Officer	160,228	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:16 pm EST	Park Sterling CorpPSTB	Thomas B HensonDirector	46,090	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 1:20 pm EST	BSB Bancorp, Inc.BLMT	Richard J FougereDirector	500	—	—	27,110	—
Nov 30, 2017 MForm 4 →	Dec 4, 1:22 pm EST	FORRESTER RESEARCH, INC.FORR	Michael A DoyleChief Financial Officer	10,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 1:25 pm EST	KROGER COKR	Carin L FikeVice President and Treasurer	800	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:29 pm EST	Park Sterling CorpPSTB	Leslie M. Baker Jr.Director	40,425	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 1:30 pm EST	Park Sterling CorpPSTB	Jean E DavisDirector	32,340	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:50 pm EST	STRATA Skin Sciences, Inc.SSKN	James L CoyneDirector	15,000	—	—	15,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 1:52 pm EST	TESCO CORPTESO	Douglas Robert RamsayDirector	5,266	—	—	10,534	—
Dec 1, 2017 AForm 4 →	Dec 4, 1:56 pm EST	STRATA Skin Sciences, Inc.SSKN	Samuel E NavarroDirector	15,000	—	—	15,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 1:59 pm EST	Neenah Paper IncNP	John P O'DonnellPresident and CEO, Director	3,462	—	—	15,308	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:00 pm EST	STRATA Skin Sciences, Inc.SSKN	Jeffrey F OdonnellDirector	15,000	—	—	15,000	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:04 pm EST	STRATA Skin Sciences, Inc.MELA	David K StoneDirector	15,000	—	—	15,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:05 pm EST	S&P Global Inc.SPGI	Ewout L SteenbergenEVP & Chief Financial Officer	6,386	—	—	12,967	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:08 pm EST	STRATA Skin Sciences, Inc.SSKN	Kathryn B SwintekDirector	15,000	—	—	15,000	—
Dec 1, 2017 AForm 4 →	Dec 4, 2:12 pm EST	STRATA Skin Sciences, Inc.SSKN	LuAnn ViaDirector	15,000	—	—	15,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:15 pm EST	ARCH COAL INCARCH	Kenneth D. CochranSr. VP - Operations	15,000	—	—	7,500	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:15 pm EST	ARCH COAL INCARCH	John T. DrexlerSr. V.P. and CFO	20,000	—	—	10,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:16 pm EST	ARCH COAL INCARCH	John W EavesCEO, Director	45,200	—	—	22,600	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:16 pm EST	ARCH COAL INCARCH	Paul A LangPresident & COO	27,400	—	—	13,700	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:17 pm EST	ARCH COAL INCARCH	Robert G JonesSr. VP-Law, Gen Counsel & Secy	14,200	—	—	7,100	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:17 pm EST	ARCH COAL INCARCH	Allen R. KelleyVP - Human Resources	9,300	—	—	4,650	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:18 pm EST	ARCH COAL INCARCH	Deck SloneSr. VP - Strategy & Public Pol	10,400	—	—	5,200	—
Nov 30, 2017 AForm 4 →	Dec 4, 2:18 pm EST	ARCH COAL INCARCH	John A. ZieglerChief Commercial Officer	11,900	—	—	5,950	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:20 pm EST	SYNOPSYS INCSNPS	Chrysostomos L NikiasDirector	21,074	—	—	21,073	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:31 pm EST	TRICO BANCSHARES /TCBK	John FleshoodEVP & Chief Operating Officer	2,499	—	—	9,739	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:36 pm EST	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	19,799	—	—	31,429	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:37 pm EST	FIDELITY D & D BANCORP INCFDBC	Timothy P O'BrienOther	1,500	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:42 pm EST	MODINE MANUFACTURING COMOD	Michael B LucareliVP, Finance & CFO	3,715	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 2:42 pm EST	COLUMBIA SPORTSWEAR COCOLM	Franco FogliatoEVP, Americas General Manager	1,908	—	—	0	—
Dec 1, 2017 DMForm 4 →	Dec 4, 2:53 pm EST	Summit Midstream Partners, LPSMLP	Leonard Wayne MallettSee remarks below.	57,318	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 2:55 pm EST	State Auto Financial CORPSTFC	John M PetrucciSenior Vice President	10,682	—	—	3,256	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:04 pm EST	INTUITIVE SURGICAL INCISRG	Amal M JohnsonDirector	3,000	—	—	6,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:05 pm EST	YUM BRANDS INCYUM	Brian R NiccolCEO, Taco Bell	3,349	—	—	23,443	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:05 pm EST	PRICE T ROWE GROUP INCTROW	W. Sharps RobertVice President	1,803	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:06 pm EST	INTUITIVE SURGICAL INCISRG	Mark J RubashDirector	6,000	—	—	375	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:06 pm EST	Eaton Corp plcETN	Curtis J HutchinsSee Remarks below	14,360	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:06 pm EST	Bancorp of New Jersey, Inc.BKJ	Conte Anthony LoDirector	10,500	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:07 pm EST	Bancorp of New Jersey, Inc.BKJ	Mark SokolichDirector	10,500	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:07 pm EST	INTUITIVE SURGICAL INCISRG	Salvatore BrognaEVP & Chief Operating Officer	6,082	—	—	7,311	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:09 pm EST	INTUITIVE SURGICAL INCISRG	Jamie SamathVP & Principal Accounting Offi	959	—	—	2,314	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:24 pm EST	State Auto Financial CORPSTFC	Matthew Stanley MrozekVice President	2,970	—	—	2,970	—
Dec 1, 2017 AForm 4 →	Dec 4, 3:40 pm EST	Trilogy Metals Inc.TMQ	Diana J WaltersDirector	3,400	—	—	97,707	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:40 pm EST	TransDigm Group INCTDG	Michael GraffDirector	1,626	—	—	2,190	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:45 pm EST	NATIONAL FUEL GAS CONFG	Ronald J TanskiPresident & CEO, Director	90,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 3:50 pm EST	FASTENAL COFAST	James C JansenExecutive Vice President	10,000	—	—	30,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 3:56 pm EST	ENDOCYTE INCECYT	Christopher P LeamonVice President of Research	26,178	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.