SEC Form 4 · accession 0000907242-17-000019
MONARCH CASINO & RESORT INC · MCRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L. Cooley
Officer — VP of Administration
Period of report
Nov 21, 2017
Accepted (ET)
Dec 1, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 32,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options/Right to buy | $12.32 | Nov 21, 2017 | S | 13,311 | A | Oct 21, 2017 | Oct 21, 2024 | Common Stock | 13,311 | 40,000 | D |
| Options/Right to buy | $12.32 | Nov 22, 2017 | S | 6,689 | A | Oct 21, 2017 | Oct 21, 2024 | Common Stock | 6,689 | 40,000 | D |
| Options/Right to buy | $23.08 | holding | — | — | — | Nov 1, 2019 | Nov 1, 2026 | Common Stock | 20,000 | 40,000 | D |
| Options/Right to buy | $17.62 | holding | — | — | — | Oct 21, 2018 | Oct 21, 2025 | Common Stock | 20,000 | 40,000 | D |