SEC Form 4 · accession 0001225208-17-018015
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 1, 2017 | M | 130,617 | $34.05 | A | 266,953 | D | |
| Common SharesF2 | Dec 1, 2017 | S | 12,948 | $92.3158 | D | 254,005 | D | |
| Common SharesF3 | Dec 1, 2017 | S | 35,832 | $93.8091 | D | 218,173 | D | |
| Common SharesF4 | Dec 1, 2017 | S | 81,837 | $93.2944 | D | 136,336 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | by charitable remainder trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $34.05 | Dec 1, 2017 | M | 130,617 | D | — | Nov 12, 2022 | Common Shares | 130,617 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.
- F2The reported price is the weighted average price for the transactions on December 1, 2017. The range of prices for the transaction is from $91.62 to $92.61 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reported price is the weighted average price for the transactions on December 1, 2017. The range of prices for the transaction is from $93.62 to $94.30 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4The reported price is the weighted average price for the transactions on December 1, 2017. The range of prices for the transaction is from $92.62 to $93.61 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.