SEC Form 4 · accession 0001140361-17-044676
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alissa M Ahlman
Officer — Chief Merchandising Officer
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 19,104 | $9.7536 | A | 19,104 | D | |
| Common Stock | Nov 30, 2017 | S | 9,552 | $25.00 | D | 9,552 | D | |
| Common Stock | Nov 30, 2017 | S | 9,552 | $26.50 | D | 0 | D | |
| Common Stock | Dec 1, 2017 | M | 11,598 | $9.7536 | A | 11,598 | D | |
| Common Stock | Dec 1, 2017 | S | 11,598 | $28.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Nov 30, 2017 | M | 19,104 | D | — | Apr 1, 2023 | Common Stock | 19,104 | 263,354 | D |
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Dec 1, 2017 | M | 11,598 | D | — | Apr 1, 2023 | Common Stock | 11,598 | 251,756 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F3These options are fully vested.