SEC Form 4 · accession 0000950142-17-002132
HEMISPHERE MEDIA GROUP, INC. · HMTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier Jose Maynulet
Officer — Officer of Subsidiary Division
Period of report
Dec 1, 2017
Accepted (ET)
Dec 1, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Dec 1, 2017 | A | 55,000 | $0.00 | A | 55,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2,F3 | $11.35 | Dec 1, 2017 | A | 55,000 | A | — | Dec 1, 2027 | CLASS A COMMON STOCK | 55,000 | 55,000 | D |
Explanation of responses
- F1Represents restricted shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), granted pursuant to the Hemisphere Media Group, Inc. Amended and Restated 2013 Equity Incentive Plan (the "Equity Plan"). The restricted stock will vest, subject to certain exceptions, in equal annual installments on each of the first three (3) anniversaries of December 1, 2017 (the "Effective Date").
- F2Represents options to purchase shares of Class A common stock granted pursuant to the Equity Plan.
- F3The employee stock options will vest, subject to certain exceptions, in equal annual installments on each of the first three (3) anniversaries of the Effective Date.