SEC Form 4 · accession 0001209191-17-063204
Finward Bancorp · FNWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Lowry
Officer — Executive Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2017 | M | 250 | $28.50 | A | 8,596 | D | |
| Common Stock | holding | — | — | — | 614 | I | Spouse IRA | |
| Common Stock | holding | — | — | — | 12,898 | I | By Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $28.50 | Nov 30, 2017 | M | 250 | D | Feb 22, 2013 | Feb 22, 2018 | Common Stock | 250 | 0 | D |
Explanation of responses
- F1Pursuant to the Amended and Restated 2004 Stock Option and Incentive Plan the incentive stock options awarded on February 22, 2008 vest five years after issue (2/22/2013) and expire five years thereafter (2/22/2018).