SEC Form 4 · accession 0001209191-17-063357
Gentherm Inc · THRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Eyler
Officer — Chief Executive Officer · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 4, 2017 · 8:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000903129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchae Common StockF2 | $35.50 | Dec 4, 2017 | A | 212,500 | A | Dec 4, 2021 | Dec 4, 2018 | Common Stock | 212,500 | 212,500 | D |
Explanation of responses
- F1The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 10,000 on December 4,2018, 10,000 on December 4, 2019,and 10,000 on December 4, 2020.
- F2Purchase option shares become exercisable in four installments; 53,125 shares on December 4,2018, 53,125 shares on December 4,2019, 53,125 shares on December 4,2020 and 53,125 shares on December 4,2021.