SEC Form 4 · accession 0001601712-17-000165
Synchrony Financial · SYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Melito
Officer — See remarks
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | M | 580 | $24.55 | A | 43,839 | D | |
| Common StockF1 | Nov 29, 2017 | S | 580 | $35.00 | D | 43,259 | D | |
| Common StockF1 | Nov 29, 2017 | S | 2,000 | $35.00 | D | 41,259 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $24.55 | Nov 29, 2017 | M | 580 | D | — | Sep 17, 2024 | Common Stock | 580 | 1,162 | D |
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.
- F2The reporting person was awarded 2,903 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
Remarks
Senior Vice President, Chief Accounting Officer and Controller