SEC Form 4 · accession 0001140361-17-044677
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie Davisson
Officer — Chief People Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 1, 2017 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 120,000 | $9.7536 | A | 121,333 | D | |
| Common Stock | Dec 1, 2017 | S | 120,000 | $27.99 | D | 1,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Dec 1, 2017 | M | 120,000 | D | — | Apr 1, 2023 | Common Stock | 120,000 | 162,458 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F3These options are fully vested.