SEC Form 4 · accession 0000356130-17-000177
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Anne Simonetta
Officer — Senior Vice President
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 9:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | Dec 1, 2017 | M | 2,250 | $15.6447 | A | 11,386 | D | |
| EMCI Common Stock | Dec 1, 2017 | F | 1,151 | $30.60 | D | 10,235 | D | |
| EMCI Common Stock | Dec 1, 2017 | S | 1,302 | $30.30 | D | 8,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Right To BuyF1 | $15.6447 | Dec 1, 2017 | M | 2,250 | D | Mar 5, 2009 | Mar 5, 2018 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1Options vest in five equal annual installments (20%)beginning one year after date of grant.