SEC Form 4 · accession 0001209191-17-063194

PNC FINANCIAL SERVICES GROUP, INC. · PNC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 29, 2017

Accepted (ET)

Dec 1, 2017 · 4:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000713676

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
$5 Par Common Stock	Nov 29, 2017	M	10,000	$63.69	A	113,299	D
$5 Par Common Stock	Nov 29, 2017	S	10,000	$139.00	D	103,299	D
$5 Par Common Stock^F1	holding	—	—		—	1,432	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right-to-Buy)	$63.69	Nov 29, 2017	M	10,000	D	Jul 21, 2011	Jul 21, 2018	$5 Par Common Stock	10,000	0	D

F1The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 17 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.

See attached footnotes page.