SEC Form 4 · accession 0001296435-17-000172
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P O'Donnell
Officer — President and CEO · Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Nov 30, 2017 | M | 1,807 | $42.82 | A | 78,773 | D | |
| Common stockF1 | Nov 30, 2017 | S | 1,807 | $89.54 | D | 76,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $42.82 | Nov 30, 2017 | M | 3,462 | D | — | Jan 27, 2024 | Common stock | 3,462 | 15,308 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for John P. O'Donnell
- F2The Stock Appreciation Rights are fully vested.