SEC Form 4 · accession 0001140361-17-044638
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Williar Dunlaevy
Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 7,455 | $22.61 | A | 67,747 | D | |
| Common Stock | Nov 30, 2017 | S | 7,455 | $39.30 | D | 60,292 | D | |
| Common StockF1 | holding | — | — | — | 468 | I | By Stock Award IV | |
| Common StockF2 | holding | — | — | — | 840 | I | By Stock Award V | |
| Common StockF3 | holding | — | — | — | 985 | I | By Stock Award VI | |
| Common Stock | holding | — | — | — | 5,226 | I | By IRA | |
| Common Stock | holding | — | — | — | 8,457 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $226.61 | Nov 30, 2017 | M | 7,455 | D | Jan 1, 2009 | Mar 4, 2018 | Common Stock | 7,455 | 0 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2016.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.