SEC Form 4 · accession 0000874977-17-000106
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Petrucci
Officer — Senior Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1 | Nov 30, 2017 | M | 3,657 | $13.53 | A | 22,981 | D | |
| Common Shares without Par Value | Nov 30, 2017 | S | 3,657 | $27.94 | D | 19,324 | D | |
| Common Shares without Par Value | Nov 30, 2017 | M | 3,499 | $25.81 | A | 22,823 | D | |
| Common Shares without Par Value | Nov 30, 2017 | S | 3,499 | $27.88 | D | 19,324 | D | |
| Common Shares without Par Value | Nov 30, 2017 | M | 3,526 | $14.49 | A | 22,850 | D | |
| Common Shares without Par Value | Nov 30, 2017 | S | 3,526 | $27.70 | D | 19,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $13.53 | Nov 30, 2017 | M | 3,657 | D | Mar 1, 2013 | Feb 28, 2022 | Common Shares | 3,657 | 3,657 | D |
| Employee Stock Option Right to Buy (NQ) | $25.81 | Nov 30, 2017 | M | 3,499 | D | Mar 6, 2009 | Mar 5, 2018 | Common Shares | 3,499 | 3,499 | D |
| Employee Stock Option Right to Buy (NQ) | $14.49 | Nov 30, 2017 | M | 3,526 | D | Mar 5, 2010 | Mar 4, 2019 | Common Shares | 3,526 | 3,256 | D |
Explanation of responses
- F1Includes the following acquisitions: 67.001 shares acquired in September 2016, 58.876 shares acquired in December 2016, 62.179 shares acquired in March 2017, 68.290 shares acquired in June 2017 and 67.584 shares acquired in September 2017 as dividend reinvestment; 443.825 shares acquired in December 2016 and 372.317 shares acquired in June 2017 under the State Auto Financial Employee Stock Purchase Plan.