SEC Form 4 · accession 0001515690-17-000033
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P O'Brien
Other
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 1,500 | $17.37 | A | 7,910 | D | |
| Common Stock | Dec 1, 2017 | S | 1,500 | $39.00 | A | 6,410 | D | |
| Common Stock | holding | — | — | — | 1,378 | I | By Spouse Debbie O'Brien |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $17.37 | Dec 1, 2017 | M | 1,500 | D | Aug 5, 2008 | Aug 5, 2018 | Common Stock | 1,500 | 0 | D |