SEC Form 4 · accession 0001127602-17-033679
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Krzanich
Officer — CEO · Director
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 20,625 | $12.985 | A | 516,368 | D | |
| Common StockF1,F2 | Nov 29, 2017 | S | 20,625 | $44.05 | D | 495,743 | D | |
| Common Stock | Nov 29, 2017 | M | 101,580 | $26.795 | A | 597,323 | D | |
| Common StockF1,F2 | Nov 29, 2017 | S | 101,580 | $44.05 | D | 495,743 | D | |
| Common Stock | Nov 29, 2017 | M | 65,000 | $20.30 | A | 560,743 | D | |
| Common StockF1,F2 | Nov 29, 2017 | S | 65,000 | $44.05 | D | 495,743 | D | |
| Common Stock | Nov 29, 2017 | M | 322,580 | $21.055 | A | 818,323 | D | |
| Common StockF1,F2 | Nov 29, 2017 | S | 322,580 | $44.05 | D | 495,743 | D | |
| Common Stock | Nov 29, 2017 | M | 134,350 | $24.165 | A | 630,093 | D | |
| Common StockF1,F2 | Nov 29, 2017 | S | 134,350 | $44.05 | D | 495,743 | D | |
| Common StockF1,F3 | Nov 29, 2017 | S | 242,830 | $44.555 | D | 252,913 | D | |
| Common StockF1,F3 | Nov 29, 2017 | S | 2,913 | $44.555 | D | 250,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $12.985 | Nov 29, 2017 | M | 20,625 | D | Jan 23, 2014 | Jan 23, 2019 | Common Stock | 20,625 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $26.795 | Nov 29, 2017 | M | 101,580 | D | Jan 24, 2013 | Jan 24, 2019 | Common Stock | 101,580 | 0 | D |
| Employee Stock Option (Right to Buy) | $20.30 | Nov 29, 2017 | M | 65,000 | D | Jan 22, 2015 | Jan 22, 2020 | Common Stock | 65,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $21.055 | Nov 29, 2017 | M | 322,580 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 322,580 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $24.165 | Nov 29, 2017 | M | 134,350 | D | May 16, 2014 | May 16, 2020 | Common Stock | 134,350 | 0 | D |
Explanation of responses
- F1Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the reporting person on October 30, 2017 that are intended to comply with Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $43.785 to $44.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $44.30 to $45.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.