SEC Form 4 · accession 0001209191-17-063433
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bobby S Shackouls
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 49,845 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock - Incentive SharesF3,F2,F4 | $0.00 | Dec 1, 2017 | A | 113 | A | — | — | Common Stock | 113 | 23,351 | D |
Explanation of responses
- F1This amount includes 37,454 shares previously held by the reporting person's spouse which were contributed to a joint investment account on 11/15/2017 and are now owned directly by the reporting person.
- F2Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
- F3Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
- F4Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.