SEC Form 4 · accession 0001209191-17-063447
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Eaves
Officer — CEO · Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 30, 2017 | A | 22,600 | A | — | — | Class A Common Stock | 22,600 | 22,600 | D |
| Restricted Stock UnitsF1,F3 | — | Nov 30, 2017 | A | 22,600 | A | — | Nov 30, 2020 | Class A Common Stock | 22,600 | 22,600 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.
- F2The restricted stock units vest on the third anniversary of the grant date.
- F3The restricted stock units vest on November 30, 2020, based on the volume weighted average price of a share over any period of 45 consecutive days ("45 Day VWAP") during the three-year performance period.