SEC Form 4 · accession 0001140361-17-044789
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Lucareli
Officer — VP, Finance & CFO
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 1, 2017 | M | 3,715 | $13.33 | A | 124,533 | D | |
| Common stockF1 | Dec 1, 2017 | S | 3,715 | $22.80 | D | 120,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $13.33 | Dec 1, 2017 | M | 3,715 | A | — | Feb 11, 2018 | Common stock | 3,715 | 0 | D |
Explanation of responses
- F1This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.