SEC Form 4 · accession 0001551182-17-000190
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis J Hutchins
Officer — See Remarks below
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 1, 2017 | M | 5,583 | $53.71 | A | 26,596 | D | |
| Ordinary SharesF1 | Dec 1, 2017 | S | 5,583 | $78.37 | D | 21,013 | D | |
| Ordinary Shares | Dec 1, 2017 | M | 8,777 | $53.71 | A | 29,790 | D | |
| Ordinary SharesF1 | Dec 1, 2017 | S | 8,777 | $78.36 | D | 21,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $53.71 | Dec 1, 2017 | M | 5,583 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 5,583 | 8,777 | D |
| Stock OptionF2 | $53.71 | Dec 1, 2017 | M | 8,777 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 8,777 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2These options were granted on February 22, 2011, and are fully vested and exercisable.
Remarks
President - Hydraulics Group of Eaton Corporation, a subsidiary of the Issuer.