SEC Form 4 · accession 0001209191-17-063488
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Graff
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 896 | $179.67 | A | 9,482 | D | |
| Common Stock | Dec 1, 2017 | M | 730 | $226.34 | A | 10,212 | D | |
| Common StockF1 | Dec 1, 2017 | S | 1,512 | $278.7519 | D | 8,700 | D | |
| Common StockF2 | Dec 1, 2017 | S | 360 | $279.6383 | D | 8,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $179.67 | Dec 1, 2017 | M | 896 | D | Sep 30, 2014 | Apr 24, 2024 | Common Stock | 896 | 894 | D |
| Stock Option | $226.34 | Dec 1, 2017 | M | 730 | D | Sep 30, 2016 | Nov 6, 2025 | Common Stock | 730 | 2,190 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $278.45 - $279.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $279.53 - $279.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.