SEC Form 4 · accession 0001246360-17-003172
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Walker Jr.
Officer — Chief Financial Officer
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 30, 2017 | C | 2,500 | $0.00 | A | 134,052 | D | |
| Class A Common StockF5,F6 | Nov 30, 2017 | S | 1,215 | $69.5763 | D | 132,837 | D | |
| Class A Common StockF5,F7 | Nov 30, 2017 | S | 1,285 | $70.2594 | D | 131,552 | D | |
| Class A Common StockF3 | Dec 1, 2017 | C | 2,500 | $0.00 | A | 134,052 | D | |
| Class A Common StockF5,F8 | Dec 1, 2017 | S | 2,422 | $70.2115 | D | 131,630 | D | |
| Class A Common StockF5,F9 | Dec 1, 2017 | S | 78 | $70.5444 | D | 131,552 | D | |
| Class A Common Stock | holding | — | — | — | 20,526 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Nov 30, 2017 | M | 2,500 | A | — | — | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F4 | $9.30 | Nov 30, 2017 | M | 2,500 | D | — | Dec 10, 2022 | Class B Common Stock | 2,500 | 2,500 | D |
| Class B Common StockF1,F2 | — | Nov 30, 2017 | C | 2,500 | D | — | — | Class A Common Stock | 2,500 | 0 | D |
| Class B Common StockF1,F2 | — | Dec 1, 2017 | M | 2,500 | A | — | — | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F4 | $9.30 | Dec 1, 2017 | M | 2,500 | D | — | Dec 10, 2022 | Class B Common Stock | 2,500 | 0 | D |
| Class B Common StockF1,F2 | — | Dec 1, 2017 | C | 2,500 | D | — | — | Class A Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F2Not applicable.
- F3Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F4Fully vested.
- F5Shares were sold pursuant to a 10b5-1 Plan.
- F6The shares were sold at prices ranging from $69.04 to $70.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were sold at prices ranging from $70.05 to $70.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The shares were sold at prices ranging from $69.52 to $70.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The shares were sold at prices ranging from $70.53 to $70.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.