SEC Form 4 · accession 0001620863-17-000086
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Fleshood
Officer — EVP & Chief Operating Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | M | 2,499 | — | A | 2,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Dec 1, 2017 | M | 2,499 | D | — | — | Common Stock | 2,499 | 9,739 | D |
Explanation of responses
- F1Result of vesting of an RSU granted December 14, 2016 that was vested on December 1, 2017