SEC Form 4 · accession 0000002488-17-000249
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Devinder Kumar
Officer — SVP, CFO & Treasurer
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | M | 21,875 | $8.60 | A | 430,208 | D | |
| Common StockF1 | Nov 29, 2017 | M | 73,620 | $7.50 | A | 503,828 | D | |
| Common StockF1 | Nov 29, 2017 | M | 18,024 | $5.87 | A | 521,852 | D | |
| Common StockF2,F3 | Nov 29, 2017 | S | 113,519 | $11.04 | D | 408,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF4 | $8.60 | Nov 29, 2017 | M | 21,875 | D | — | Feb 15, 2018 | Common Stock | 21,875 | 0 | D |
| Stock Option GrantF5 | $7.50 | Nov 29, 2017 | M | 73,620 | D | — | Jun 15, 2018 | Common Stock | 73,620 | 0 | D |
| Stock Option GrantF6 | $5.87 | Nov 29, 2017 | M | 18,024 | D | — | Jun 15, 2019 | Common Stock | 18,024 | 35,589 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
- F3Transaction executed in multiple trades at prices ranging from $10.85 to $11.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4This option vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
- F5This option vested 33 1/3% on May 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.
- F6This option vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.