SEC Form 4 · accession 0001562180-17-003707
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Mazarakis
Officer — EVP
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 1,868 | $29.86 | A | 42,995 | D | |
| Common StockF1 | Nov 29, 2017 | S | 1,868 | $51.49 | D | 41,127 | D | |
| Common Stock | Nov 29, 2017 | G | 200 | $0.00 | D | 40,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $29.86 | Nov 29, 2017 | M | 1,868 | D | Apr 15, 2017 | Feb 25, 2023 | Common Stock | 1,868 | 2,317 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.45 to $51.50, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.