Insider · CIK 0001497462

Judson Bergman

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $32k · 1sales $22.2M · 20net −$22.2M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 28, 2019 AFForm 4 →	Mar 4, 5:21 pm EST	ENVESTNET, INC.ENV	27,838	$61.01	$240,806	746,153	—	plan?
Dec 31, 2018 GForm 5 →	Feb 14, 2019, 5:21 pm EST	ENVESTNET, INC.ENV	1,250	—	—	726,209	—	plan?
Dec 28, 2018 FForm 4 →	Jan 2, 2019, 4:05 pm EST	ENVESTNET, INC.ENV	1,276	$48.94	$62,447	727,459	—	plan?
Nov 29, 2018 FForm 4 →	Dec 3, 4:23 pm EST	ENVESTNET, INC.ENV	331	$54.66	$18,092	728,735	—	plan?
Sep 28, 2018 FForm 4 →	Oct 2, 5:15 pm EDT	ENVESTNET, INC.ENV	1,276	$60.95	$77,772	729,066	—	plan?
Aug 29, 2018 FForm 4 →	Aug 31, 4:08 pm EDT	ENVESTNET, INC.ENV	331	$62.85	$20,803	730,342	—	plan?
Aug 22, 2018 SForm 4 →	Aug 22, 4:05 pm EDT	ENVESTNET, INC.ENV	25,000	$59.04	$1,476,000	0	−100%	plan?
Aug 9, 2018 GForm 4 →	Aug 22, 4:05 pm EDT	ENVESTNET, INC.ENV	50,000	—	—	25,000	—	plan? late
Jun 28, 2018 FForm 4 →	Jul 2, 4:24 pm EDT	ENVESTNET, INC.ENV	1,276	$56.20	$71,711	755,673	—	plan?
May 29, 2018 FForm 4 →	May 31, 4:29 pm EDT	ENVESTNET, INC.ENV	330	$54.55	$18,002	756,949	—	plan?
May 11, 2018 FMForm 4 →	May 15, 4:05 pm EDT	ENVESTNET, INC.ENV	60,126	$56.15	$1,036,473	757,279	—	plan?
Mar 28, 2018 FForm 4 →	Mar 30, 4:02 pm EDT	ENVESTNET, INC.ENV	4,720	$57.35	$270,692	734,071	—	plan?
Feb 28, 2018 AFForm 4 →	Mar 2, 4:22 pm EST	ENVESTNET, INC.ENV	39,352	$55.10	$74,495	738,791	—	plan?
Nov 29, 2017 SForm 4 →	Dec 1, 4:01 pm EST	ENVESTNET, INC.ENV	10,000	$48.70	$487,044	732,569	−1.35%	plan?
Nov 29, 2017 FMForm 4 →	Dec 1, 4:01 pm EST	ENVESTNET, INC.ENV	10,349	$10.33	$106,892	732,220	—	plan?
Nov 28, 2017 SForm 4 →	Nov 30, 4:16 pm EST	ENVESTNET, INC.ENV	10,000	$49.55	$495,500	732,569	−1.35%	plan?
Nov 28, 2017 MForm 4 →	Nov 30, 4:16 pm EST	ENVESTNET, INC.ENV	10,000	$9.00	$90,000	742,569	—	plan?
Nov 27, 2017 SForm 4 →	Nov 29, 4:02 pm EST	ENVESTNET, INC.ENV	10,000	$49.77	$497,700	732,569	−1.35%	plan?
Nov 27, 2017 MForm 4 →	Nov 29, 4:02 pm EST	ENVESTNET, INC.ENV	10,000	$9.00	$90,000	742,569	—	plan?
Nov 22, 2017 SForm 4 →	Nov 27, 4:01 pm EST	ENVESTNET, INC.ENV	10,000	$49.39	$493,900	732,569	−1.35%	plan?
Nov 22, 2017 MForm 4 →	Nov 27, 4:01 pm EST	ENVESTNET, INC.ENV	10,000	$9.00	$90,000	742,569	—	plan?
Nov 20, 2017 SForm 4 →	Nov 22, 4:08 pm EST	ENVESTNET, INC.ENV	20,000	$49.73	$994,600	732,569	−2.66%	plan?
Nov 20, 2017 MForm 4 →	Nov 22, 4:08 pm EST	ENVESTNET, INC.ENV	20,000	$8.91	$178,150	742,569	—	plan?
Nov 13, 2017 SForm 4 →	Nov 14, 4:07 pm EST	ENVESTNET, INC.ENV	20,000	$51.48	$1,029,600	732,569	−2.66%	plan?
Nov 13, 2017 MForm 4 →	Nov 14, 4:07 pm EST	ENVESTNET, INC.ENV	20,000	$7.26	$145,100	752,569	—	plan?
Nov 6, 2017 SForm 4/A →	Nov 9, 7:04 pm EST	ENVESTNET, INC.ENV	20,000	$53.21	$1,064,200	732,569	−2.66%	plan?
Nov 6, 2017 MForm 4/A →	Nov 9, 7:04 pm EST	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	752,569	—	plan?
Nov 6, 2017 SForm 4 →	Nov 8, 4:02 pm EST	ENVESTNET, INC.ENV	20,000	$53.21	$1,064,200	712,569	−2.73%	plan? amended
Aug 29, 2017 FMForm 4 →	Aug 31, 5:15 pm EDT	ENVESTNET, INC.ENV	1,093	$42.65	$14,885	689,681	—	plan?
Aug 16, 2017 GForm 5 →	Feb 14, 2018, 4:04 pm EST	ENVESTNET, INC.ENV	30,077	—	—	702,143	—	plan?
May 29, 2017 FMForm 4 →	May 31, 6:46 pm EDT	ENVESTNET, INC.ENV	1,085	—	—	689,286	—	plan?
May 12, 2017 FMForm 4 →	May 16, 7:13 pm EDT	ENVESTNET, INC.ENV	60,708	—	—	688,883	—	plan?
Mar 31, 2017 PForm 4 →	Apr 4, 4:49 pm EDT	ENVESTNET, INC.ENV	1,000	$32.40	$32,400	666,259	+0.15%	plan?
Mar 31, 2017 MForm 4 →	Apr 4, 4:49 pm EDT	ENVESTNET, INC.ENV	10,000	$7.50	$75,000	665,259	—	plan?
Feb 28, 2017 FMForm 4 →	Mar 2, 7:39 pm EST	ENVESTNET, INC.ENV	14,480	—	—	655,259	—	plan?
Dec 29, 2016 GForm 5 →	Feb 14, 2017, 8:29 pm EST	ENVESTNET, INC.ENV	1,455	—	—	647,651	—	plan?
Nov 21, 2016 SForm 4 →	Nov 23, 4:13 pm EST	ENVESTNET, INC.ENV	10,000	$38.17	$381,720	658,106	−1.50%	plan?
Nov 21, 2016 MForm 4 →	Nov 23, 4:13 pm EST	ENVESTNET, INC.ENV	10,000	$7.50	$75,000	669,106	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 7:04 pm EST	ENVESTNET, INC.ENV	27,031	$35.50	$959,685	649,106	−4.00%	plan?
Nov 11, 2016 MForm 4 →	Nov 15, 7:04 pm EST	ENVESTNET, INC.ENV	27,031	$7.50	$202,733	669,106	—	plan?
Nov 7, 2016 SForm 4 →	Nov 9, 5:01 pm EST	ENVESTNET, INC.ENV	12,969	$34.74	$450,513	649,106	−1.96%	plan?
Nov 7, 2016 MForm 4 →	Nov 9, 5:01 pm EST	ENVESTNET, INC.ENV	12,969	$7.50	$97,268	650,175	—	plan?
Oct 31, 2016 SForm 4 →	Nov 2, 9:33 pm EDT	ENVESTNET, INC.ENV	20,000	$34.94	$698,800	649,106	−2.99%	plan?
Oct 31, 2016 MForm 4 →	Nov 2, 9:33 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	659,106	—	plan?
Oct 24, 2016 SForm 4 →	Oct 25, 7:04 pm EDT	ENVESTNET, INC.ENV	20,000	$37.31	$746,200	649,106	−2.99%	plan?
Oct 24, 2016 MForm 4 →	Oct 25, 7:04 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	669,106	—	plan?
Oct 17, 2016 SForm 4 →	Oct 18, 7:07 pm EDT	ENVESTNET, INC.ENV	20,000	$35.52	$710,400	649,106	−2.99%	plan?
Oct 17, 2016 MForm 4 →	Oct 18, 7:07 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	669,106	—	plan?
Oct 10, 2016 SForm 4 →	Oct 11, 5:15 pm EDT	ENVESTNET, INC.ENV	7,541	$36.95	$278,658	649,106	−1.15%	plan?
Oct 10, 2016 MForm 4 →	Oct 11, 5:15 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	661,577	—	plan?
Oct 3, 2016 SForm 4 →	Oct 4, 7:19 pm EDT	ENVESTNET, INC.ENV	20,000	$36.28	$725,600	649,106	−2.99%	plan?
Oct 3, 2016 MForm 4 →	Oct 4, 7:19 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	669,106	—	plan?
Sep 26, 2016 SForm 4 →	Sep 27, 7:32 pm EDT	ENVESTNET, INC.ENV	20,000	$38.33	$766,600	649,106	−2.99%	plan?
Sep 26, 2016 MForm 4 →	Sep 27, 7:32 pm EDT	ENVESTNET, INC.ENV	20,000	$7.50	$150,000	669,106	—	plan?
Feb 28, 2016 FMForm 4 →	Mar 1, 9:30 pm EST	ENVESTNET, INC.ENV	12,164	—	—	649,106	—	plan?
Jan 8, 2016 MForm 4 →	Jan 12, 9:07 pm EST	ENVESTNET, INC.ENV	5,000	$7.50	$37,500	644,214	—	plan?
Dec 30, 2015 GForm 5 →	Feb 16, 2016, 6:29 pm EST	ENVESTNET, INC.ENV	1,500	—	—	642,714	—	plan?
Dec 15, 2015 MForm 4 →	Dec 16, 6:23 pm EST	ENVESTNET, INC.ENV	5,000	$7.50	$37,500	639,214	—	plan?
Sep 30, 2015 MForm 4 →	Sep 30, 7:10 pm EDT	ENVESTNET, INC.ENV	10,000	$7.50	$75,000	634,214	—	plan?
Sep 11, 2015 MForm 4 →	Sep 15, 6:35 pm EDT	ENVESTNET, INC.ENV	10,000	$7.50	$75,000	624,214	—	plan?
Aug 12, 2015 MForm 4 →	Aug 12, 6:12 pm EDT	ENVESTNET, INC.ENV	20,000	$5.00	$100,000	614,214	—	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 8:26 pm EDT	ENVESTNET, INC.ENV	20,000	$40.58	$811,600	594,214	−3.26%	plan?
Jun 30, 2015 MForm 4 →	Jul 1, 8:26 pm EDT	ENVESTNET, INC.ENV	20,000	$5.00	$100,000	614,214	—	plan?
Apr 1, 2015 SForm 4 →	Apr 2, 6:18 pm EDT	ENVESTNET, INC.ENV	30,000	$54.77	$1,643,218	594,214	−4.81%	plan?
Apr 1, 2015 MForm 4 →	Apr 2, 6:18 pm EDT	ENVESTNET, INC.ENV	30,000	$5.00	$150,000	605,674	—	plan?
Mar 10, 2015 SForm 4 →	Mar 12, 5:33 pm EDT	ENVESTNET, INC.ENV	145,000	$51.75	$7,503,750	594,214	−19.6%	plan?
Mar 10, 2015 MForm 4 →	Mar 12, 5:33 pm EDT	ENVESTNET, INC.ENV	145,000	$5.78	$837,500	639,214	—	plan?
Feb 28, 2015 FMForm 4 →	Mar 3, 7:01 pm EST	ENVESTNET, INC.ENV	9,281	—	—	594,214	—	plan?
Dec 30, 2014 GForm 5 →	Feb 13, 2015, 7:18 pm EST	ENVESTNET, INC.ENV	1,100	—	—	589,337	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
May 11, 2018 MForm 4 →	May 15, 4:05 pm EDT	ENVESTNET, INC.ENV	41,667	—	—	41,667	—
Nov 29, 2017 MForm 4 →	Dec 1, 4:01 pm EST	ENVESTNET, INC.ENV	10,000	—	—	317,000	—
Nov 28, 2017 MForm 4 →	Nov 30, 4:16 pm EST	ENVESTNET, INC.ENV	10,000	—	—	327,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:02 pm EST	ENVESTNET, INC.ENV	10,000	—	—	337,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:01 pm EST	ENVESTNET, INC.ENV	10,000	—	—	347,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:08 pm EST	ENVESTNET, INC.ENV	20,000	—	—	357,000	—
Nov 13, 2017 MForm 4 →	Nov 14, 4:07 pm EST	ENVESTNET, INC.ENV	20,000	—	—	1,000	—
Nov 6, 2017 MForm 4/A →	Nov 9, 7:04 pm EST	ENVESTNET, INC.ENV	20,000	—	—	6,000	—
Aug 29, 2017 MForm 4 →	Aug 31, 5:15 pm EDT	ENVESTNET, INC.ENV	744	—	—	4,467	—
May 29, 2017 MForm 4 →	May 31, 6:46 pm EDT	ENVESTNET, INC.ENV	744	—	—	5,211	—
May 12, 2017 MForm 4 →	May 16, 7:13 pm EDT	ENVESTNET, INC.ENV	41,666	—	—	83,334	—
Mar 31, 2017 MForm 4 →	Apr 4, 4:49 pm EDT	ENVESTNET, INC.ENV	10,000	—	—	26,000	—
Mar 28, 2017 AForm 4 →	Mar 30, 8:35 pm EDT	ENVESTNET, INC.ENV	46,072	$31.70	$1,460,482	34,554	—
Feb 28, 2017 MForm 4 →	Mar 2, 7:39 pm EST	ENVESTNET, INC.ENV	11,044	—	—	5,955	—
Nov 21, 2016 MForm 4 →	Nov 23, 4:13 pm EST	ENVESTNET, INC.ENV	10,000	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 15, 7:04 pm EST	ENVESTNET, INC.ENV	27,031	—	—	10,000	—
Nov 7, 2016 MForm 4 →	Nov 9, 5:01 pm EST	ENVESTNET, INC.ENV	12,969	—	—	37,031	—
Oct 31, 2016 MForm 4 →	Nov 2, 9:33 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	50,000	—
Oct 24, 2016 MForm 4 →	Oct 25, 7:04 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	70,000	—
Oct 17, 2016 MForm 4 →	Oct 18, 7:07 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	90,000	—
Oct 10, 2016 MForm 4 →	Oct 11, 5:15 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	110,000	—
Oct 3, 2016 MForm 4 →	Oct 4, 7:19 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	130,000	—
Sep 26, 2016 MForm 4 →	Sep 27, 7:32 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	150,000	—
May 12, 2016 AForm 4 →	May 13, 8:19 pm EDT	ENVESTNET, INC.ENV	150,000	$31.03	$4,654,500	125,000	—
Feb 29, 2016 AForm 4 →	Mar 2, 9:40 pm EST	ENVESTNET, INC.ENV	17,864	$20.51	$366,391	8,932	—
Feb 28, 2016 MForm 4 →	Mar 1, 9:30 pm EST	ENVESTNET, INC.ENV	9,278	—	—	7,734	—
Jan 8, 2016 MForm 4 →	Jan 12, 9:07 pm EST	ENVESTNET, INC.ENV	5,000	—	—	170,000	—
Dec 15, 2015 MForm 4 →	Dec 16, 6:23 pm EST	ENVESTNET, INC.ENV	5,000	—	—	175,000	—
Sep 30, 2015 MForm 4 →	Sep 30, 7:10 pm EDT	ENVESTNET, INC.ENV	10,000	—	—	180,000	—
Sep 11, 2015 MForm 4 →	Sep 15, 6:35 pm EDT	ENVESTNET, INC.ENV	10,000	—	—	190,000	—
Aug 12, 2015 MForm 4 →	Aug 12, 6:12 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	0	—
Jun 30, 2015 MForm 4 →	Jul 1, 8:26 pm EDT	ENVESTNET, INC.ENV	20,000	—	—	20,000	—
Apr 1, 2015 MForm 4 →	Apr 2, 6:18 pm EDT	ENVESTNET, INC.ENV	30,000	—	—	40,000	—
Mar 10, 2015 MForm 4 →	Mar 12, 5:33 pm EDT	ENVESTNET, INC.ENV	145,000	—	—	0	—
Feb 28, 2015 AMForm 4 →	Mar 3, 7:01 pm EST	ENVESTNET, INC.ENV	36,079	$53.88	$1,562,520	11,600	—