SEC Form 4 · accession 0001156375-17-000117
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly S Taylor
Officer — Former Sr MD&Pres.Clr&PostTrad
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Nov 30, 2017 | M | 8,125 | $83.88 | A | 120,590 | D | |
| Common Stock Class AF1 | Nov 30, 2017 | S | 8,125 | $150.00 | D | 112,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $83.88 | Nov 30, 2017 | M | 8,125 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 8,125 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.