SEC Form 4 · accession 0001209191-17-063280

Sprouts Farmers Market, Inc. · SFM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief HR & Legal Officer

Period of report

Nov 30, 2017

Accepted (ET)

Dec 1, 2017 · 5:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001575515

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share	Nov 30, 2017	M	25,834	$3.7755	A	79,595	D
Common Stock, par value $0.001 per share^F1,F2	Nov 30, 2017	S	25,834	$23.6865	D	53,761	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$3.7755	Nov 30, 2017	M	25,834	D	—	Jul 23, 2019	Common stock, par value $0.001 per share	25,834	0	D

F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $23.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.
F3All such options are presently exercisable.