SEC Form 4 · accession 0001209191-17-063225
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Rockey
Officer — Executive Vice President
Period of report
Jul 20, 2017
Accepted (ET)
Dec 1, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common StockF1 | Jul 20, 2017 | G | 640 | $0.00 | D | 11,828 | D | |
| $5 Par Common Stock | Nov 29, 2017 | M | 17,000 | $54.01 | A | 28,828 | D | |
| $5 Par Common StockF2 | Nov 29, 2017 | S | 17,000 | $138.8763 | D | 11,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $54.01 | Nov 29, 2017 | M | 17,000 | D | Jan 25, 2011 | Jan 25, 2020 | $5 Par Common Stock | 17,000 | 0 | D |
Explanation of responses
- F1Includes an aggregate of 191 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- F2Represents the weighted average price of shares sold in multiple transactions with prices ranging from $138.875 to $138.88. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
Remarks
See attached footnotes page.