Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 14, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

341 filings · trading day Nov 14, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 8, 2017 SForm 4 →	Nov 13, 4:02 pm EST	Hyatt Hotels CorpH	Tao Invest LLCOther	675,978	$68.65	$46,403,727	70,000	—	late
Nov 8, 2017 SForm 4 →	Nov 13, 4:00 pm EST	Hyatt Hotels CorpH	Second Universe TrustOther	393,308	$68.65	$26,999,336	0	—	late
Nov 8, 2017 SForm 4 →	Nov 13, 4:00 pm EST	Hyatt Hotels CorpH	P.G. Nicholas TrustOther	282,670	$68.65	$19,404,391	70,000	—	late
Nov 9, 2017 SForm 4 →	Nov 13, 5:02 pm EST	Hyatt Hotels CorpH	TGFJ Trust 1Other	218,897	$69.40	$15,191,904	30,245	—
Nov 9, 2017 SForm 4 →	Nov 13, 5:05 pm EST	Hyatt Hotels CorpH	TGFJ H Co LPOther	218,897	$69.40	$15,191,904	30,245	—
Nov 9, 2017 SForm 4 →	Nov 13, 5:06 pm EST	Hyatt Hotels CorpH	TGFJ GP LLCOther	218,897	$69.40	$15,191,904	30,245	—
Nov 13, 2017 JForm 4 →	Nov 13, 5:09 pm EST	Western Gas Partners LPWES	ANADARKO PETROLEUM CORP +510% Owner	266,250	$46.93	$12,495,113	13,243,883	—
Nov 13, 2017 MForm 4 →	Nov 14, 1:01 pm EST	CHEMED CORPCHE	Nicholas Michael WestfallExecutive Vice President	10,000	$157.36	$1,573,600	74,519	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:32 pm EST	NetApp, Inc.NTAP	Matthew K FawcettSVP, GC & Secretary	29,845	$46.60	$1,390,777	25,255	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:47 pm EST	CRYOLIFE INCCRY	David Ashley LeeExecutive VP, COO & CFO	63,333	$18.80	$1,190,438	0	—	late
Jun 22, 2017 AMForm 4 →	Nov 13, 6:59 pm EST	AutoWeb, Inc.AUTO	Matias de TezanosDirector, 10% Owner	552,941	$1.72	$783,842	0	—	late
Nov 8, 2017 JForm 4 →	Nov 13, 4:12 pm EST	ORAGENICS INCOGEN	KOSKI FAMILY LP +410% Owner	3,919,355	$0.31	$750,000	5,419,355	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:59 pm EST	RBC Bearings INCROLL	Richard J EdwardsV.P. and General Manager	10,000	$69.38	$693,800	8,000	—
Nov 9, 2017 MForm 4/A →	Nov 13, 5:17 pm EST	SEI INVESTMENTS COSEIC	Joseph P UjobaiEXECUTIVE VICE PRESIDENT	17,500	$32.49	$568,575	0	—
Jun 22, 2017 AMForm 4 →	Nov 13, 7:03 pm EST	AutoWeb, Inc.AUTO	Jose J. VargasCHIEF REVENUE OFFICER, Director, 10% Owner	315,322	$1.72	$446,997	0	—	late
Nov 9, 2017 IForm 4 →	Nov 13, 5:00 pm EST	TEGNA INCTGNA	Todd A. MaymanEVP, Chief Legal and Admin Off	20,132	$12.66	$254,865	327	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:19 pm EST	VENTAS INCVTR	Jay M GellertDirector	5,940	$38.09	$226,255	23,760	—
Nov 9, 2017 MForm 4 →	Nov 13, 7:56 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Sam GehaCorporate SVP, Memory Products	20,191	$11.27	$205,013	4,000	—
Nov 8, 2017 MForm 4 →	Nov 13, 5:50 pm EST	Atlas Financial Holdings, Inc.AFH	Scott D WollneyPresident & CEO, Director	36,668	$4.95	$181,523	154,500	—	late
Nov 9, 2017 AForm 4 →	Nov 14, 10:56 am EST	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP	Dennis M OatesChairman, President and CEO, Director	8,600	$20.29	$174,494	8,600	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:12 pm EST	Atlas Financial Holdings, Inc.AFH	Paul Anthony Romano Jr.CFO	26,668	$4.92	$131,223	60,000	—	late amended
Nov 8, 2017 MForm 4 →	Nov 13, 6:29 pm EST	Atlas Financial Holdings, Inc.AFH	Leslie DiMaggioOther	23,334	$4.90	$114,453	53,500	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:51 pm EST	Atlas Financial Holdings, Inc.AFH	Bruce Wayne GilesOther	23,334	$4.90	$114,453	53,500	—	late amended
Nov 8, 2017 MForm 4 →	Nov 13, 8:52 pm EST	Atlas Financial Holdings, Inc.AFH	Joseph Raymond ShugrueOther	23,334	$4.90	$114,453	53,500	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 5:00 pm EST	WASHINGTON TRUST BANCORP INCWASH	James M HagertyEVP & Chief Lending Officer	2,000	$53.80	$107,600	5,000	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 4:39 pm EST	ASTRONICS CORPATRO	Mark PeabodyVP Astronics Advanced Electron	7,950	$13.22	$105,099	0	—	late
Nov 9, 2017 AForm 4 →	Nov 14, 10:40 am EST	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP	Christopher M ZimmerExec. VP & CCO	4,500	$20.29	$91,305	4,500	—	late
Nov 13, 2017 MForm 4 →	Nov 13, 7:57 pm EST	BJs RESTAURANTS INCBJRI	Lon LedwithExecutive VP, Operations	4,707	$16.63	$78,277	0	—
Nov 9, 2017 AForm 4 →	Nov 14, 9:43 am EST	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP	Graham McIntoshVP Technology & Chief Techolog	3,000	$20.29	$60,870	3,000	—	late
Nov 9, 2017 AForm 4 →	Nov 14, 10:47 am EST	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP	Paul A McGrathVP Admin., General Counsel	3,000	$20.29	$60,870	3,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 4:17 pm EST	CHAMPIONS ONCOLOGY, INC.CSBR	Joel AckermanDirector	16,667	$3.21	$53,501	16,667	—	late
Nov 10, 2017 AForm 4 →	Nov 13, 4:40 pm EST	FLUOR CORPFLR	Peter J FluorDirector	877	$47.04	$41,250	222,076	—
Nov 10, 2017 MForm 4 →	Nov 14, 2:54 pm EST	VIRTUSA CORPVRTU	Raj RajgopalPresident, DBS	4,025	$9.89	$39,798	13,325	—
Nov 10, 2017 AForm 4 →	Nov 13, 4:36 pm EST	FLUOR CORPFLR	Peter K BarkerDirector	744	$47.04	$35,000	13,903	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:07 pm EST	CHAMPIONS ONCOLOGY, INC.CSBR	Abba David PoliakoffDirector	10,000	$3.21	$32,100	10,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 4:10 pm EST	CHAMPIONS ONCOLOGY, INC.CSBR	Scott R TobinDirector	10,000	$3.21	$32,100	10,000	—	late
Nov 12, 2017 MForm 4 →	Nov 14, 12:00 pm EST	CACI INTERNATIONAL INC /DE/CACI	Michael A DanielsDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 12:11 pm EST	CACI INTERNATIONAL INC /DE/CACI	James Gilmore IIIDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 12:20 pm EST	CACI INTERNATIONAL INC /DE/CACI	William L JewsDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 12:34 pm EST	CACI INTERNATIONAL INC /DE/CACI	Gregory G JohnsonDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 12:45 pm EST	CACI INTERNATIONAL INC /DE/CACI	James L PavittDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 12:59 pm EST	CACI INTERNATIONAL INC /DE/CACI	Warren R PhillipsDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 1:04 pm EST	CACI INTERNATIONAL INC /DE/CACI	Charles P RevoileDirector	252	$124.20	$31,298	0	—
Nov 12, 2017 MForm 4 →	Nov 14, 1:08 pm EST	CACI INTERNATIONAL INC /DE/CACI	William S WallaceDirector	252	$124.20	$31,298	0	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:12 pm EST	CHAMPIONS ONCOLOGY, INC.CSBR	Philip P. BreitfeldDirector	8,333	$3.21	$26,749	8,333	—	late
Oct 27, 2017 AForm 4 →	Nov 13, 5:02 pm EST	AMERIPRISE FINANCIAL INCAMP	Christopher J WilliamsDirector	125	$160.62	$20,125	590	—	late
Oct 27, 2017 AForm 4/A →	Nov 13, 5:02 pm EST	AMERIPRISE FINANCIAL INCAMP	H Jay SarlesDirector	113	$160.62	$18,125	1,232	—
Nov 8, 2017 AForm 4 →	Nov 13, 8:14 pm EST	SHOAL GAMES LTD.SGLDF	Tryon M WilliamsExecutive Chairman, Director, 10% Owner	25,000	$0.42	$10,500	125,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 8:21 pm EST	SHOAL GAMES LTD.SGLDF	Jason Miles JM WilliamsChief Executive Officer, Director	25,000	$0.42	$10,500	125,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 8:27 pm EST	SHOAL GAMES LTD.SGLDF	Fiona Mary CurtisDirector	25,000	$0.42	$10,500	125,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 8:34 pm EST	SHOAL GAMES LTD.SGLDF	William George Ashton MooreDirector	25,000	$0.42	$10,500	125,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 8:39 pm EST	SHOAL GAMES LTD.SGLDF	Henry Walford BromleyChief Financial Officer	25,000	$0.42	$10,500	125,000	—	late
Nov 13, 2017 MForm 4 →	Nov 14, 12:36 pm EST	QNB CORPQNBC	David W. FreemanCEO/President, Director	400	$23.20	$9,280	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:58 pm EST	Celanese CorpCE	John K WulffDirector	76	$104.93	$8,025	17,523	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:54 pm EST	Celanese CorpCE	Jean S BlackwellDirector	35	$104.93	$3,632	7,930	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:56 pm EST	Celanese CorpCE	Edward G GalanteDirector	25	$104.93	$2,662	5,813	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:57 pm EST	Celanese CorpCE	Jay V IhlenfeldDirector	25	$104.93	$2,662	5,813	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:55 pm EST	Celanese CorpCE	William M BrownDirector	10	$104.93	$1,033	2,255	—
Nov 9, 2017 JForm 4 →	Nov 13, 8:12 pm EST	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	22	$15.71	$346	27,028	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:11 pm EST	Celanese CorpCE	Scott McDougald SuttonCOO	3	$104.93	$316	689	—
Nov 9, 2017 SForm 4 →	Nov 13, 5:48 pm EST	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	36	$6.06	$218	36	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:00 pm EST	ALLSTATE CORPALL	Thomas J WilsonChairman and CEO, Director	755,892	—	—	0	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 4:00 pm EST	BioScrip, Inc.BIOS	Stephen DeitschChief Financial Officer	35,211	—	—	35,211	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:00 pm EST	SANMINA CORPSANM	Jure SolaExecutive Chairman, Director	125,000	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:00 pm EST	Integer Holdings CorpITGR	Thomas J MazzaVP, Corporate Controller	5,175	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:01 pm EST	FlexShopper, Inc.FPAY	James Douglas AllenDirector	6,000	—	—	6,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:01 pm EST	SolarEdge Technologies IncSEDG	Zvi LandoVice President, Global Sales	20,000	—	—	8,333	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:02 pm EST	FlexShopper, Inc.FPAY	T Scott KingDirector	6,000	—	—	6,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:02 pm EST	SolarEdge Technologies IncSEDG	Yoav GalinVP Research and Development	8,300	—	—	10,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:02 pm EST	FlexShopper, Inc.FPAY	Carl PradelliDirector	6,000	—	—	6,000	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:02 pm EST	Hill-Rom Holdings, Inc.HRC	Deborah RasinSVP, Chief Legal Officer	11,540	—	—	2,501	—	late
Nov 8, 2017 CForm 4 →	Nov 13, 4:03 pm EST	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,693,147	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 4:03 pm EST	HUBSPOT INCHUBS	John KinzerChief Financial Officer	15,000	—	—	32,226	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 4:03 pm EST	DOVER CorpDOV	Paul GoldbergVice President	6,000	—	—	6,563	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:04 pm EST	SolarEdge Technologies IncSEDG	Meir AdestVP, Core Technologies	2,000	—	—	25,333	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:05 pm EST	BRIGGS & STRATTON CORPBGG	David J RodgersSVP & Pres. Engines & Power	11,000	—	—	21,947	—
Nov 8, 2017 ADForm 4 →	Nov 13, 4:05 pm EST	CareDx, Inc.CDNA	George BickerstaffDirector	17,627	—	—	6,679	—	late
Nov 8, 2017 ADForm 4 →	Nov 13, 4:05 pm EST	CareDx, Inc.CDNA	Mitchell J NellesChief Operating Officer	23,503	—	—	8,906	—	late
Nov 8, 2017 ADForm 4 →	Nov 13, 4:05 pm EST	CareDx, Inc.CDNA	Ralph SnydermanDirector	17,627	—	—	6,679	—	late
Nov 9, 2017 AMForm 4 →	Nov 13, 4:06 pm EST	EXTREME NETWORKS INCEXTR	Charles CarinalliDirector	41,131	—	—	14,873	—
Nov 9, 2017 AMForm 4 →	Nov 13, 4:06 pm EST	EXTREME NETWORKS INCEXTR	Edward H KennedyDirector	41,131	—	—	14,873	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:06 pm EST	SolarEdge Technologies IncSEDG	Rachel PrishkolnikVP General Counsel	10,833	—	—	12,500	—
Nov 9, 2017 AMForm 4 →	Nov 13, 4:06 pm EST	EXTREME NETWORKS INCEXTR	Raj KhannaDirector	41,131	—	—	14,873	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:06 pm EST	Hill-Rom Holdings, Inc.HRC	Kenneth F MeyersChief Human Resources Officer	11,461	—	—	2,484	—	late
Nov 9, 2017 AMForm 4 →	Nov 13, 4:06 pm EST	EXTREME NETWORKS INCEXTR	John C ShoemakerDirector	71,131	—	—	14,873	—
Nov 9, 2017 AMForm 4 →	Nov 13, 4:07 pm EST	EXTREME NETWORKS INCEXTR	Kathleen M HolmgrenDirector	41,131	—	—	14,873	—
Nov 8, 2017 ADForm 4 →	Nov 13, 4:08 pm EST	CareDx, Inc.CDNA	Peter MaagSee Remarks, Director	183,342	—	—	69,474	—	late
Nov 8, 2017 ADForm 4 →	Nov 13, 4:08 pm EST	CareDx, Inc.CDNA	Michael GoldbergDirector	98,839	—	—	37,453	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:09 pm EST	ADVANCED MICRO DEVICES INCAMD	Forrest Eugene NorrodSVP & GM EESC	61,010	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:09 pm EST	Hill-Rom Holdings, Inc.HRC	Steven J StrobelSVP, Chief Financial Officer	18,841	—	—	4,083	—	late
Nov 8, 2017 ADForm 4 →	Nov 13, 4:10 pm EST	CareDx, Inc.CDNA	Fred E CohenDirector	17,627	—	—	6,679	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:10 pm EST	EXACT SCIENCES CORPEXAS	Kevin T ConroyPresident and CEO, Director	137,815	—	—	880,261	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:11 pm EST	Hill-Rom Holdings, Inc.HRC	Paul Sherwood JohnsonSVP & Pres. - PSS Acute Care	12,300	—	—	2,666	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 4:13 pm EST	Hill-Rom Holdings, Inc.HRC	John J GreischChief Executive Officer, Director	78,775	—	—	17,071	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:14 pm EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,177	—	—	6,530	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:14 pm EST	REGAL BELOIT CORPRBC	Jonathan J SchlemmerChief Operating Officer	6,000	—	—	0	—
Nov 8, 2017 ADForm 4 →	Nov 13, 4:15 pm EST	CareDx, Inc.CDNA	James P YeeChief Medical Officer	35,256	—	—	13,359	—	late
Nov 11, 2017 JForm 4 →	Nov 13, 4:15 pm EST	Southcross Energy Partners, L.P.SXE	Southcross Holdings LP +6Director, 10% Owner	315,370	—	—	18,335,181	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:15 pm EST	Hill-Rom Holdings, Inc.HRC	Andreas G FrankSVP, Corporate Development	9,728	—	—	2,108	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:15 pm EST	DowDuPont Inc.DWDP	James R FitterlingChief Operating Officer-MatCo	84,000	—	—	188,710	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:15 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Bruce WeinsSVP/Chief Financial Officer	800	—	—	905	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:16 pm EST	NORTHEAST BANCORP /ME/NBN	Julie JenkinsSVP/Director of Operations	13,010	—	—	2,755	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:16 pm EST	JPMORGAN CHASE & COJPM	Mary E. ErdoesCEO Asset Management	275,765	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:17 pm EST	Trinseo S.A.TSE	Christopher D PappasSee Remarks, Director	21,600	—	—	332,879	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:17 pm EST	HP INCHPQ	Kim M RiveraChief Legal Officer, GC & Sec	84,799	—	—	84,799	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:17 pm EST	Hill-Rom Holdings, Inc.HRC	Alton ShaderSVP, Pres. of Welch Allyn	14,289	—	—	3,097	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:17 pm EST	Trinseo S.A.TSE	David Phillip StasseSee Remarks	10,043	—	—	12,335	—
Nov 10, 2017 CForm 4 →	Nov 13, 4:18 pm EST	Malibu Boats, Inc.MBUU	Jackie D. Springer Jr.Chief Executive Officer, Director	40,000	—	—	162,735	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:18 pm EST	Hill-Rom Holdings, Inc.HRC	Carlos Alonso-MarumSVP and Pres., International	14,057	—	—	3,046	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:19 pm EST	CAVIUM, INC.CAVM	Vincent P PangrazioSVP,Gen. Counsel & Secretary	15,000	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:19 pm EST	Mellanox Technologies, Ltd.MLNX	Michael KaganCTO & VP of Architecture	5,000	—	—	4,793	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 4:20 pm EST	Hill-Rom Holdings, Inc.HRC	Vega Francisco CanalSVP & Pres, Surgical Solutions	12,635	—	—	2,738	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:20 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	David S TierneyDirector	50,000	—	—	145,000	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:21 pm EST	Hill-Rom Holdings, Inc.HRC	Jason RichardsonCorporate Controller	1,581	—	—	343	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:22 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Philip H CoelhoDirector	50,000	—	—	145,000	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:25 pm EST	NU SKIN ENTERPRISES INCNUS	Joseph Y ChangChief Scientific Officer	50,000	—	—	0	—	late
Nov 13, 2017 CForm 4 →	Nov 13, 4:25 pm EST	Apellis Pharmaceuticals, Inc.APLS	Michael E Gellert10% Owner	1,702,284	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 13, 4:26 pm EST	Apellis Pharmaceuticals, Inc.APLS	Morningside Venture Investments Ltd10% Owner	22,990,121	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 13, 4:27 pm EST	Apellis Pharmaceuticals, Inc.APLS	venBio Global Strategic Fund II L.P.10% Owner	7,362,669	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:28 pm EST	DowDuPont Inc.DWDP	Jeanmarie F. DesmondCo-Controller	6,708	—	—	0	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 4:29 pm EST	TripAdvisor, Inc.TRIP	TEUNISSEN ERNST 02494Chief Financial Officer	12,058	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 13, 4:29 pm EST	Apellis Pharmaceuticals, Inc.APLS	AJU IB Investment Co., Ltd.10% Owner	4,888,969	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 13, 4:29 pm EST	Apellis Pharmaceuticals, Inc.APLS	A. Sinclair DunlopDirector	400,679	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:32 pm EST	Criteo S.A.CRTO	Eric EichmannChief Executive Officer, Director	20,000	—	—	20,000	—	late
Nov 13, 2017 AForm 4 →	Nov 13, 4:32 pm EST	Turtle Beach CorpHEAR	John T HansonCFO, Treasurer and Secretary	106,050	—	—	106,050	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:32 pm EST	GARTNER INCIT	Peter SondergaardEVP, Research	18,794	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 13, 4:33 pm EST	Turtle Beach CorpHEAR	Juergen M. StarkChief Executive Officer & Pres, Director	450,000	—	—	450,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:35 pm EST	HD Supply Holdings, Inc.HDS	William P Stengel IIPres&CEO, HDS Facilities Main.	846	—	—	2,538	—
Nov 8, 2017 JForm 4 →	Nov 13, 4:35 pm EST	Rosehill Resources Inc.ROSE	Gary C HannaDirector	1,151,513	—	—	534	—	late
Nov 11, 2017 JForm 4 →	Nov 13, 4:35 pm EST	Southcross Energy Partners, L.P.SXE	EIG BBTS Holdings, LLC +810% Owner	315,370	—	—	18,335,181	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:36 pm EST	OSHKOSH CORPOSK	Ignacio A CortinaEVP, Gen. Counsel & Secretary	1,424	—	—	1,425	—
Nov 8, 2017 CForm 4 →	Nov 13, 4:36 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	80,000	—	—	6,007,447	—	late
Nov 8, 2017 CForm 4 →	Nov 13, 4:37 pm EST	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	364,160	—	—	368,711	—	late
Nov 9, 2017 CForm 4 →	Nov 13, 4:37 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	80,000	—	—	5,951,447	—
Nov 10, 2017 AForm 4 →	Nov 13, 4:37 pm EST	BRAINSTORM CELL THERAPEUTICS INC.BCLI	Uri YablonkaEVP and Chief Business Officer, Director	13,333	—	—	13,333	—
Nov 8, 2017 JForm 4 →	Nov 13, 4:37 pm EST	Rosehill Resources Inc.ROSE	Edward KovalikDirector, 10% Owner	4,995,896	—	—	984	—	late
Nov 10, 2017 AForm 4 →	Nov 13, 4:38 pm EST	BRAINSTORM CELL THERAPEUTICS INC.BCLI	Irit ArbelDirector	25,333	—	—	25,333	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	Joseph B DonahueEVP & COO	2,149	—	—	4,520	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	James O'ToolePresident, Communications Sol.	1,401	—	—	17,745	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	372	—	—	4,276	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	1,215	—	—	5,573	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	7,942	—	—	15,683	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	O REILLY AUTOMOTIVE INCORLY	Jeremy Adam FletcherSVP OF FINANCE/CONTROLLER	750	—	—	23,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:38 pm EST	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	2,241	—	—	5,725	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	1,681	—	—	33,016	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	526	—	—	1,105	—
Mar 21, 2017 AForm 4 →	Nov 13, 4:39 pm EST	Turtle Beach CorpHEAR	Joseph ClearyChief Accounting Officer	65,000	—	—	35,000	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	372	—	—	783	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	372	—	—	783	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	560	—	—	1,667	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:39 pm EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	840	—	—	1,769	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:40 pm EST	MCDERMOTT INTERNATIONAL INCMDR	Christopher A KrummelVP, Finance and Chief Acct Off	3,180	—	—	6,360	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:40 pm EST	OSHKOSH CORPOSK	John J BryantSVP and Pres, Defense Segment	901	—	—	901	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:42 pm EST	OSHKOSH CORPOSK	Marek W. MaySenior VP, Operations	1,424	—	—	1,425	—
Nov 8, 2017 AForm 4 →	Nov 13, 4:45 pm EST	Precipio, Inc.PRPO	David Seth CohenDirector, 10% Owner	7,000	—	—	7,000	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:46 pm EST	OSHKOSH CORPOSK	David M. SagehornExec. VP and CFO	5,132	—	—	5,133	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:47 pm EST	Mellanox Technologies, Ltd.MLNX	Eyal WaldmanPresident and CEO, Director	79,472	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:48 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	2,931	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:49 pm EST	OSHKOSH CORPOSK	Wilson R JonesPresident and CEO, Director	14,890	—	—	14,891	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:49 pm EST	Mellanox Technologies, Ltd.MLNX	Amal M JohnsonDirector	5,714	—	—	2,857	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:49 pm EST	VIASAT INCVSAT	Robert James BlairVice President	562	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:51 pm EST	Mellanox Technologies, Ltd.MLNX	Glenda DorchakDirector	7,000	—	—	34,142	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:51 pm EST	OSHKOSH CORPOSK	Frank R. NerenhausenEVP & Pres. Access Segment	2,317	—	—	2,317	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:51 pm EST	AMERISOURCEBERGEN CORPABC	Gina ClarkExecutive Vice President	1,195	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:52 pm EST	Mellanox Technologies, Ltd.MLNX	David PerlmutterDirector	5,000	—	—	45,000	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:53 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	15,105	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:53 pm EST	2U, Inc.TWOU	Harsha MokkaralaChief Marketing Officer	19,937	—	—	7,567	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:54 pm EST	J2 GLOBAL, INC.JCOM	Jon MillerDirector	100	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 4:54 pm EST	CBS CORPCBS, CBS.A	Charles K GiffordDirector	5,093	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 4:54 pm EST	AMERISOURCEBERGEN CORPABC	Dale DanilewitzExecutive Vice President	2,672	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:54 pm EST	VIASAT INCVSAT	Bruce Leroy DirksSenior Vice President	625	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:54 pm EST	OSHKOSH CORPOSK	Colleen R. MoynihanSenior VP, Quality & Cont Impr	1,424	—	—	1,425	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:56 pm EST	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	671	—	—	671	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:56 pm EST	CalAtlantic Group, Inc.CAA	Wendy L MarlettCMO & EVP Sales & Marketing	31,380	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 4:56 pm EST	STANLEY BLACK & DECKER, INC.SWK	Donald AllanEVP & CFO	20,000	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:57 pm EST	CalAtlantic Group, Inc.CAA	John Patrick BabelEVP, General Counsel & Sec.	27,565	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:58 pm EST	FORTINET INCFTNT	Peter Dale Cohen Jr.Director	10,000	—	—	10,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:59 pm EST	FORTINET INCFTNT	Ming HsiehDirector	6,021	—	—	6,021	—
Nov 9, 2017 MForm 4 →	Nov 13, 4:59 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Patrick T RyanDirector	7,705	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 4:59 pm EST	FORTINET INCFTNT	Gary LockeDirector	5,000	—	—	5,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:00 pm EST	FORTINET INCFTNT	William H. NeukomDirector	6,021	—	—	6,021	—
Nov 9, 2017 AMForm 4 →	Nov 13, 5:01 pm EST	FORTINET INCFTNT	Christopher B PaisleyDirector	10,021	—	—	7,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:01 pm EST	NAUTILUS, INC.NLS	Wayne M BolioSVP, Law & Human Resources	18,506	—	—	2,871	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Nilsa Guerrero-MahonDirector	500,000	—	—	500,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Joseph A CarrabbaDirector	250,000	—	—	250,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Anna Castner WightmanDirector	200,000	—	—	200,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	John F. Ashburn Jr.Vice President	100,000	—	—	100,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Mark A. SmithPresident & CEO, 10% Owner	750,000	—	—	750,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Neal S. ShahChief Financial Officer	300,000	—	—	300,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	James T. SimsVP - External Affairs	300,000	—	—	300,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	David Coates BelingDirector	200,000	—	—	200,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Scott HonanVP - Business Development	300,000	—	—	300,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:01 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Michael James MorrisDirector	250,000	—	—	250,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:02 pm EST	FORTINET INCFTNT	Judith SimDirector	5,000	—	—	5,000	—
Nov 11, 2017 JForm 4 →	Nov 13, 5:03 pm EST	Southcross Energy Partners, L.P.SXE	TW Southcross Aggregator LP +910% Owner	315,370	—	—	18,335,181	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:03 pm EST	Shake Shack Inc.SHAK	Zach KoffChief Operating Officer	5,000	—	—	78,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:06 pm EST	NAUTILUS, INC.NLS	Bruce M. CazenaveChief Executive Officer, Director	10,700	—	—	39,300	—
Nov 8, 2017 MForm 4 →	Nov 13, 5:07 pm EST	COLGATE PALMOLIVE COCL	Victoria L DolanChief Transformation Officer	30,000	—	—	9,000	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 5:07 pm EST	COLGATE PALMOLIVE COCL	Justin SkalaCOO, NA, Eur, AF/Eus & Gl Sus.	150,000	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:09 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	William A PeckDirector	750	—	—	750	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:09 pm EST	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	4,509	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:09 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	Judy T GravesDirector	750	—	—	750	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:10 pm EST	Dolby Laboratories, Inc.DLB	Lewis ChewEVP & Chief Financial Officer	17,000	—	—	158,185	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:10 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	Joseph Ernest Root Jr.Director	750	—	—	750	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:11 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	1,677	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:12 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Wayne YuCAO of Knight Trans. Inc.	2,199	—	—	2,199	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:13 pm EST	AMERISOURCEBERGEN CORPABC	Robert P. MauchExecutive Vice President	1,330	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 13, 5:13 pm EST	Dougherty's Pharmacy, Inc.MYDP	Will CuretonDirector	5,150	—	—	35,350	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:14 pm EST	VIASAT INCVSAT	Shawn Lynn DuffyChief Financial Officer	1,458	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:14 pm EST	AMERISOURCEBERGEN CORPABC	Sun ParkExecutive Vice President	845	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 13, 5:14 pm EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,961	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:14 pm EST	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	14,884	—	—	14,884	—
Nov 13, 2017 MForm 4 →	Nov 13, 5:15 pm EST	Dougherty's Pharmacy, Inc.MYDP	James LeslieDirector	5,150	—	—	35,350	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:15 pm EST	TRIMBLE INC.TRMB	Robert G PainterCFO	16,451	—	—	16,451	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:16 pm EST	TRIMBLE INC.TRMB	James A KirklandVice President	14,884	—	—	14,884	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:16 pm EST	TRIMBLE INC.TRMB	Julie A ShepardVice President	5,680	—	—	5,680	—
Nov 13, 2017 AForm 4 →	Nov 13, 5:16 pm EST	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	12,965	—	—	12,965	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:16 pm EST	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	14,884	—	—	14,884	—
Nov 13, 2017 MForm 4 →	Nov 13, 5:17 pm EST	Dougherty's Pharmacy, Inc.MYDP	Anthony J LevecchioDirector	5,150	—	—	35,350	—
Nov 13, 2017 MForm 4 →	Nov 13, 5:17 pm EST	Dougherty's Pharmacy, Inc.MYDP	Mark S HeilPresident and CFO, Director	10,300	—	—	513,700	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:18 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	441,927	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:19 pm EST	ACI WORLDWIDE, INC.ACIW	James McGroddyDirector	30,000	—	—	0	—
Nov 10, 2017 AForm 4 →	Nov 13, 5:19 pm EST	HUMANA INCHUM	Karen B DeSalvoDirector	634	—	—	634	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:21 pm EST	QUALYS, INC.QLYS	Sumedh S ThakarChief Product Officer	2,000	—	—	43,011	—
Nov 8, 2017 MForm 4 →	Nov 13, 5:22 pm EST	ON SEMICONDUCTOR CORPON	William HallEVP & GM, Pwr Sol Grp	54,366	—	—	0	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 5:26 pm EST	Aimmune Therapeutics, Inc.AIMT	Douglas T. SheehySee Remarks	1,905	—	—	73,795	—
Nov 8, 2017 FMForm 4 →	Nov 13, 5:29 pm EST	Perma-Pipe International Holdings, Inc.PPIH	David J MansfieldPresident and CEO, Director	12,578	—	—	63,750	—	late
Nov 12, 2017 MForm 4 →	Nov 13, 5:31 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Paul D ArlingCEO, Director	1,017	—	—	19,057	—
Nov 12, 2017 MForm 4 →	Nov 13, 5:32 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Paul J BennettOther	318	—	—	2,142	—
Nov 12, 2017 MForm 4 →	Nov 13, 5:32 pm EST	UNIVERSAL ELECTRONICS INCUEIC	David Cheung Hyen ChongExecutive Vice President -Asia	349	—	—	6,159	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:33 pm EST	CIGNA CORPCI	Mary T HoeltzelVP & Chief Accounting Officer	575	—	—	8,044	—
Nov 12, 2017 MForm 4 →	Nov 13, 5:33 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Bryan M HackworthSVP and CFO	318	—	—	7,127	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:34 pm EST	MEDICINOVA INCMNOV	Hideki NagaoDirector	35,000	—	—	15,000	—
Nov 12, 2017 MForm 4 →	Nov 13, 5:34 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Louis Sylvester HughesCOO	318	—	—	14,884	—
Nov 8, 2017 JForm 4 →	Nov 13, 5:37 pm EST	ALKALINE WATER Co INCWTER	Richard A Wright +2President VP CEO COO, Director	1,500,000	—	—	0	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 5:40 pm EST	TRIUMPH GROUP INCTGI	James F McCabe Jr.SVP & CFO	1,051	—	—	2,104	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:40 pm EST	TRIUMPH GROUP INCTGI	Peter K. A. WickEVP, Precision Components	312	—	—	625	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:42 pm EST	RESMED INCRMD	Peter C FarrellDirector	118,392	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:42 pm EST	Knight-Swift Transportation Holdings Inc.KNX	James E. Updike Jr.EVP Sales & Mkt, Knight Trans.	3,881	—	—	3,881	—
Nov 10, 2017 MForm 4 →	Nov 13, 5:43 pm EST	SERVICE CORP INTERNATIONALSCI	Gregory T SangalisSr. V.P. and General Counsel	80,400	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:48 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Michael K LiuExec. VP of Ops, Knight Trans	3,622	—	—	3,622	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:48 pm EST	Rimini Street, Inc.RMNI	Daniel B. WinslowSVP & General Counsel	125	—	—	119,581	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:54 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Cary M FlanaganSVP and CAO	2,846	—	—	2,846	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:55 pm EST	OUTFRONT Media Inc.OUT	Andrew SriubasChief Commercial Officer	26,552	—	—	26,552	—
Nov 9, 2017 AForm 4 →	Nov 13, 5:55 pm EST	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Raymond HuggenbergerDirector	3,462	—	—	3,462	—
Nov 9, 2017 MForm 4 →	Nov 13, 5:58 pm EST	Intrepid Potash, Inc.IPI	James N WhyteEVP	57,500	—	—	172,500	—
Nov 8, 2017 MForm 4 →	Nov 13, 6:00 pm EST	ELECTRONICS FOR IMAGING INCEFII	Eric F BrownDirector	6,500	—	—	0	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 6:00 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Adam W MillerCFO	14,230	—	—	8,538	—
Nov 8, 2017 MForm 4 →	Nov 13, 6:00 pm EST	SBA COMMUNICATIONS CORPSBAC	George R Krouse Jr.Director	1,999	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 6:01 pm EST	VIASAT INCVSAT	Keven K LippertPresident Broadband Services	1,666	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 6:01 pm EST	ELECTRONICS FOR IMAGING INCEFII	Dan MaydanDirector	6,500	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:02 pm EST	ELECTRONICS FOR IMAGING INCEFII	Gill CoganDirector	6,500	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:03 pm EST	ELECTRONICS FOR IMAGING INCEFII	Thomas GeorgensDirector	6,500	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:03 pm EST	ELECTRONICS FOR IMAGING INCEFII	Richard A KashnowDirector	6,500	—	—	0	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 6:04 pm EST	Knight-Swift Transportation Holdings Inc.KNX	David A JacksonPresident and CEO, Director	38,810	—	—	23,286	—
Nov 10, 2017 MForm 4 →	Nov 13, 6:05 pm EST	VIASAT INCVSAT	Melinda Michele Del ToroSenior Vice President	1,041	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:06 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Kevin QuastEVP & COO of Knight Trans. Inc	5,175	—	—	3,105	—
Nov 9, 2017 MForm 4 →	Nov 13, 6:08 pm EST	Spark Therapeutics, Inc.ONCE	Joseph La BargeChief Legal Officer	5,500	—	—	629	—
Nov 10, 2017 MForm 4 →	Nov 13, 6:08 pm EST	VIASAT INCVSAT	Mark D DankbergChief Executive Officer, Director	8,333	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:09 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Todd F. CarlsonOther	3,881	—	—	2,329	—
Nov 10, 2017 MForm 4 →	Nov 13, 6:12 pm EST	VIASAT INCVSAT	Girish ChandranVP and CTO	625	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:13 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Gary J KnightVice Chairman, Director	11,643	—	—	6,986	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:15 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Kevin P KnightExecutive Chairman, Director	77,620	—	—	46,572	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:16 pm EST	Sierra Oncology, Inc.SRRA	Andrew R AllenDirector	50,000	—	—	50,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 6:16 pm EST	VIASAT INCVSAT	Ken Allen PetermanPresident Government Systems	729	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 13, 6:18 pm EST	Spark Therapeutics, Inc.ONCE	Jeffrey D MarrazzoChief Executive Officer, Director	20,000	—	—	242,071	—
Nov 9, 2017 MForm 4 →	Nov 13, 6:18 pm EST	MEDICINES CO /DEMDCO	Robert J HuginDirector	47,798	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 6:20 pm EST	VIASAT INCVSAT	Richard A BaldridgeChief Operating Officer, Director	4,583	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 6:25 pm EST	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	5,705	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 6:25 pm EST	AEROJET ROCKETDYNE HOLDINGS, INC.AJRD	James R HendersonDirector	60,606	—	—	0	—	late
Oct 4, 2017 AFJPForm 4 →	Nov 13, 6:29 pm EST	PHILLIPS EDISON GROCERY CENTER REIT I, INC.no symbol	Robert Mark AddyExecutive Vice President	804,466	—	—	29,106	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 6:37 pm EST	ENTERGY CORP /DE/ETR	Charles L Rice Jr.Other	9,234	—	—	3,466	—
Aug 17, 2017 AForm 4/A →	Nov 13, 6:42 pm EST	pdvWireless, Inc.PDVW	John PescatoreCEO and President, Director	50,000	—	—	50,000	—
Aug 17, 2017 AForm 4/A →	Nov 13, 6:43 pm EST	pdvWireless, Inc.PDVW	Robert Harris SchwartzChief Strategy & Dev Officer	20,000	—	—	20,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:44 pm EST	TAPESTRY, INC.COH	David M DentonDirector	9,338	—	—	9,338	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	Andrea GuerraDirector	9,338	—	—	9,338	—
Nov 8, 2017 AMForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	Jide James ZeitlinDirector	23,338	—	—	9,338	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	Susan J KropfDirector	9,338	—	—	9,338	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	Annabelle Yu LongDirector	9,338	—	—	9,338	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	Ivan MenezesDirector	9,338	—	—	9,338	—
Nov 9, 2017 AForm 4 →	Nov 13, 6:45 pm EST	TAPESTRY, INC.COH	William NutiDirector	9,338	—	—	9,338	—
Nov 9, 2017 CForm 4 →	Nov 13, 6:54 pm EST	Apptio IncAPTI	Sachin GuptaSee Remarks, Director, 10% Owner	80,000	—	—	856,981	—
Oct 4, 2017 AJPForm 4 →	Nov 13, 6:56 pm EST	PHILLIPS EDISON GROCERY CENTER REIT I, INC.no symbol	Jeffrey EdisonCEO and Charman of the Board, Director	24,870,036	—	—	521,550	—	late
Nov 9, 2017 CForm 4 →	Nov 13, 7:02 pm EST	Okta, Inc.OKTA	Jacques Frederic KerrestChief Operating Officer, Director	85,858	—	—	2,935,289	—
Nov 10, 2017 AForm 4 →	Nov 13, 7:03 pm EST	PROLUNG INCno symbol	Steven C ErorCEO, Director	9,375	—	—	9,375	—
Nov 8, 2017 MForm 4 →	Nov 13, 7:05 pm EST	Restaurant Brands International Inc.QSR	Jose E. CilSenior EVP, Pres. Burger King	94,348	—	—	4,060	—	late
Oct 4, 2017 AJPForm 4 →	Nov 13, 7:05 pm EST	PHILLIPS EDISON GROCERY CENTER REIT I, INC.no symbol	Devin Ignatius MurphyCFO, Secretary and Treasurer	1,767,073	—	—	437,256	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 7:11 pm EST	TETRA TECH INCTTEK	Ronald J ChuEXECUTIVE VICE PRESIDENT	42,395	—	—	0	—
Oct 4, 2017 AJPForm 4 →	Nov 13, 7:12 pm EST	PHILLIPS EDISON GROCERY CENTER REIT I, INC.no symbol	Robert F. MyersChief Operating Officer	617,593	—	—	519,834	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 7:13 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Timothy W GuinEVP Sales & Mkt, Swift Trans.	2,846	—	—	2,846	—
Nov 10, 2017 AForm 4 →	Nov 13, 7:14 pm EST	PROLUNG INCno symbol	Michael GarffChief Operating Officer	31,250	—	—	31,250	—
Oct 4, 2017 AForm 4 →	Nov 13, 7:16 pm EST	PHILLIPS EDISON GROCERY CENTER REIT I, INC.no symbol	Jennifer L RobisonChief Accounting Officer	32,676	—	—	32,676	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 7:36 pm EST	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	17,067	—	—	180,000	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 7:36 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	4,800	—	—	95,000	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 7:38 pm EST	LILIS ENERGY, INC.LLEX	Seth D Blackwell BlackwellSee Remarks	100,000	—	—	100,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 7:40 pm EST	CAI International, Inc.CAI	Victor GarciaPresident and CEO, Director	13,571	—	—	26,429	—
Nov 8, 2017 AForm 4 →	Nov 13, 7:42 pm EST	BioSig Technologies, Inc.BSGM	Lora Mikolaitis10% Owner	75,000	—	—	325,000	—	late
Nov 10, 2017 AForm 4 →	Nov 13, 8:00 pm EST	Cascadian Therapeutics, Inc.CASC	Scott Dunseth MyersPresident and CEO, Director	6,300	—	—	6,300	—
Nov 13, 2017 MForm 4 →	Nov 13, 8:03 pm EST	WESTERN DIGITAL CORPWDC	Michael D CordanoPresident and COO	487	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 13, 8:04 pm EST	WESTERN DIGITAL CORPWDC	Mark P LongPres WD Capital, CSO & CFO	4,467	—	—	49,132	—
Nov 9, 2017 MForm 4 →	Nov 13, 8:04 pm EST	ELECTRO SCIENTIFIC INDUSTRIES INCESIO	Paul R OldhamCFO, Sr. VP of Finance	120,000	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 8:14 pm EST	FIBROGEN INCFGEN	Pat CotroneoVP, Finance and CFO	32,407	—	—	1,550	—
Nov 10, 2017 AForm 4 →	Nov 13, 8:21 pm EST	XILINX INCXLNX	Mary L KrakauerDirector	2,165	—	—	2,165	—
Nov 9, 2017 MForm 4 →	Nov 13, 8:33 pm EST	CHEVRON CORPCVX	Jeanette L OuradaVice Pres. and Comptroller	6,200	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 9:01 pm EST	VARONIS SYSTEMS INCVRNS	Gili IohanDirector	101	—	—	10,432	—	late
Nov 9, 2017 GForm 4 →	Nov 13, 9:13 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	James R ScottDirector, 10% Owner	984	—	—	2,329,582	—
Nov 13, 2017 JForm 4 →	Nov 13, 9:33 pm EST	Tallgrass Energy GP, LPTEGP	William R. MolerSee Remarks, Director	2,493,775	—	—	2,493,775	—
Nov 13, 2017 JForm 4 →	Nov 13, 9:34 pm EST	Tallgrass Energy GP, LPTEGP	Gary J BrauchleSee Remarks	1,939,603	—	—	1,939,603	—
Nov 13, 2017 JForm 4 →	Nov 13, 9:35 pm EST	Tallgrass Energy GP, LPTEGP	Christopher R. JonesSee Remarks	277,086	—	—	277,086	—
Nov 3, 2017 MForm 4/A →	Nov 14, 8:50 am EST	EDGEWELL PERSONAL CARE CoEPC	David P HatfieldChairman, President & CEO, Director	4,463	—	—	8,924	—
Nov 10, 2017 MForm 4 →	Nov 14, 9:20 am EST	OSHKOSH CORPOSK	Joseph H KimmittExecutive Vice President	1,691	—	—	1,691	—
Nov 10, 2017 MForm 4 →	Nov 14, 9:21 am EST	OSHKOSH CORPOSK	Bradley M. NelsonSVP & Pres. Commercial Segment	11,691	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 14, 10:19 am EST	ASPEN INSURANCE HOLDINGS LTDAHL	David Alan CohenPresident and CUO Insurance	1,983	—	—	1,984	—
Nov 10, 2017 MForm 4 →	Nov 14, 10:34 am EST	MITEL NETWORKS CORPMITL	Terence H MatthewsChairman of the Board, Director	3,921	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 14, 10:45 am EST	NEW PEOPLES BANKSHARES INCNWPP	B Scott WhiteDirector, 10% Owner	11,646	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 14, 11:07 am EST	UMPQUA HOLDINGS CORPUMPQ	Maria M PopeDirector	3,252	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 14, 11:46 am EST	MITEL NETWORKS CORPMITL	Martha Helena BejarDirector	1,145	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 14, 11:51 am EST	MITEL NETWORKS CORPMITL	John P McHughDirector	2,133	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 14, 12:30 pm EST	OSHKOSH CORPOSK	Robert S MessinaSenior VP, Engineering & Tech.	1,424	—	—	1,425	—
Nov 10, 2017 MForm 4 →	Nov 14, 12:31 pm EST	OSHKOSH CORPOSK	Mark M RadueEVP Chief Strategy Officer	1,424	—	—	1,425	—
Nov 13, 2017 MForm 4 →	Nov 14, 12:37 pm EST	INPHI CorpIPHI	Charles RoachV.P. of Worldwide Sales	14,000	—	—	56,000	—
Nov 13, 2017 MForm 4/A →	Nov 14, 12:45 pm EST	OLD LINE BANCSHARES INCOLBK	Joseph E BurnettEVP, CLO	12,614	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 14, 12:48 pm EST	OSHKOSH CORPOSK	James C FreedersSenior VP and Controller	352	—	—	352	—
Nov 10, 2017 MForm 4 →	Nov 14, 12:49 pm EST	OSHKOSH CORPOSK	R Scott GrennierSenior VP and Treasurer	1,442	—	—	1,442	—
Nov 10, 2017 MForm 4 →	Nov 14, 12:50 pm EST	OSHKOSH CORPOSK	James W. JohnsonExec. VP & Pres., Fire & Emerg	1,691	—	—	1,691	—
Nov 9, 2017 AForm 4 →	Nov 14, 1:35 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPH	John D WeilDirector, 10% Owner	750	—	—	750	—	late
Nov 10, 2017 AForm 4 →	Nov 14, 1:35 pm EST	Global Water Resources, Inc.GWRS	David C TedescoDirector	1,223	—	—	38,240	—
Nov 10, 2017 MForm 4 →	Nov 14, 1:37 pm EST	Transocean Ltd.RIG	Brady K LongSVP & General Counsel	17,833	—	—	17,834	—
Nov 13, 2017 MForm 4 →	Nov 14, 2:14 pm EST	Meridian Bancorp, Inc.EBSB	Anna R DiMaria10% Owner	18,363	—	—	18,363	—
Nov 10, 2017 MForm 4 →	Nov 14, 2:15 pm EST	Chubb LtdCB	Sean RingstedEVP, Chief Risk Officer and*	23,730	—	—	96,322	—
Nov 13, 2017 MForm 4 →	Nov 14, 2:45 pm EST	ZEBRA TECHNOLOGIES CORPZBRA	Andrew K LudwickDirector	24,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 14, 2:59 pm EST	LANCASTER COLONY CORPLANC	Timothy A. TateSVP-TMarzettiFoodservice Sales	2,551	—	—	5,103	—
Nov 10, 2017 MForm 4 →	Nov 14, 3:01 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Jon SpringerPresident and CRO, Director	266,667	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 14, 3:10 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Nir WolfE.V.P. Market Develop.	5,386	—	—	30,386	—	late
Nov 13, 2017 MForm 4 →	Nov 14, 3:16 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Julie R. TaylorCorporate VP and CHRO	2,460	—	—	2,461	—
Nov 12, 2017 MForm 4 →	Nov 14, 3:31 pm EST	MCDONALDS CORPMCD	Christopher J KempczinskiPresident, McDonald's USA	2,230	—	—	2,230	—
Nov 11, 2017 AForm 4 →	Nov 14, 3:31 pm EST	JOINT CorpJYNT	Peter D HoltPresident and CEO, Director	15,000	—	—	15,000	—
Nov 11, 2017 AForm 4 →	Nov 14, 3:31 pm EST	JOINT CorpJYNT	John P MelounChief Financial Officer	12,000	—	—	12,000	—
Nov 10, 2017 AForm 4 →	Nov 14, 3:38 pm EST	Skyline Medical Inc.SKLN	Carl I. SchwartzChief Executive Officer, Director	28,316	—	—	28,316	—
Nov 13, 2017 MForm 4 →	Nov 14, 3:42 pm EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	5,600	—	—	188,479	—
Nov 10, 2017 MForm 4 →	Nov 14, 3:45 pm EST	HORACE MANN EDUCATORS CORP /DE/HMN	Marita ZuraitisPresident & CEO, Director	17,628	—	—	9,248	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.