SEC Form 4 · accession 0001209191-17-060334
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenda Dorchak
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 8, 2017 | M | 7,000 | $13.66 | A | 21,200 | D | |
| Ordinary SharesF1,F2 | Nov 8, 2017 | S | 7,000 | $50.00 | D | 14,200 | D | |
| Ordinary SharesF1,F3,F2 | Nov 8, 2017 | S | 1,000 | $50.00 | D | 13,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $13.66 | Nov 8, 2017 | M | 7,000 | D | — | Jul 20, 2019 | Ordinary Shares | 7,000 | 34,142 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 2,100 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F3Restricted Share Units ("RSU's"). Upon vesting the Reporting Person is entitled to receive one (1) ordinary share for each one (1) RSU.
- F4The shares exercised pursuant to this option are fully vested and exerciseable.