SEC Form 4 · accession 0001713192-17-000004
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanmarie F. Desmond
Officer — Co-Controller
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | M | 6,708 | $46.54 | A | 21,148 | D | |
| Common StockF1 | Nov 8, 2017 | S | 6,708 | $71.0121 | D | 14,440 | D | |
| Common Stock | holding | — | — | — | 20 | I | Owned by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $46.54 | Nov 8, 2017 | M | 6,708 | D | Feb 5, 2015 | Feb 4, 2021 | Common Stock | 6,708 | 0 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units. Amount previously reported on Form 4 filed October 3, 2017, overstated dividend equivalent units by 15.3965 shares.
- F2Options become exercisable in three equal annual installments beginning on the first anniversary of the grant.