Company · CIK 0000820027 · SIC 6282 — Investment Advice · NYSE

AMERIPRISE FINANCIAL INC · AMP

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $2.1M · 6sales $152.3M · 84net −$150.2M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 10, 2026 FMForm 4 →	Aug 12, 4:56 pm EDT	Heather J. MellohEVP AND GENERAL COUNSEL	1,191	$340.32	$405,322	3,937	—
Aug 10, 2026 SForm 4 →	Aug 12, 4:55 pm EDT	Dawn M. BrockmanSVP AND CONTROLLER	472	$558.93	$263,815	713	−39.8%
Aug 6, 2026 SForm 4 →	Aug 10, 4:23 pm EDT	Deirdre Davey McGrawEVP Mktg, Strat. & Comms.	2,400	$558.28	$1,339,867	3,373	−41.6%
Aug 6, 2026 FMForm 4 →	Aug 10, 4:23 pm EDT	Deirdre Davey McGrawEVP Mktg, Strat. & Comms.	5,191	$362.96	$1,884,123	5,773	—
Jul 28, 2026 SForm 4 →	Jul 30, 5:25 pm EDT	James M CracchioloCHAIRMAN AND CEO, Director	18,020	$545.43	$9,828,561	107,633	−14.3%
Jul 28, 2026 FMForm 4 →	Jul 30, 5:25 pm EDT	James M CracchioloCHAIRMAN AND CEO, Director	87,844	$316.60	$27,811,499	125,653	—
Jul 28, 2026 SForm 4 →	Jul 30, 5:17 pm EDT	Walter Stanley BermanEXECUTIVE VP AND CFO	11,012	$548.95	$6,045,030	5,609	−66.3%
Jul 28, 2026 FMForm 4 →	Jul 30, 5:17 pm EDT	Walter Stanley BermanEXECUTIVE VP AND CFO	57,210	$334.19	$19,118,727	16,621	—
Jul 27, 2026 SForm 4 →	Jul 29, 4:41 pm EDT	William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp	16,104	$538.24	$8,667,768	6,780	−70.4%
Jul 27, 2026 FMForm 4 →	Jul 29, 4:41 pm EDT	William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp	23,553	$301.30	$7,096,522	14,990	—
Jul 9, 2026 FMForm 4 →	Jul 13, 7:47 pm EDT	Dawn M. BrockmanSVP AND CONTROLLER	35	$500.16	$4,521	1,185	—
Jul 9, 2026 FMForm 4 →	Jul 13, 7:46 pm EDT	Petruzillo Kelli A. HunterExec VP of Human Resources	305	$500.16	$49,108	4,208	—
Jul 9, 2026 FMForm 4 →	Jul 13, 7:45 pm EDT	William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp	78	$500.16	$11,996	17,273	—
Jul 9, 2026 FMForm 4 →	Jul 13, 7:44 pm EDT	William F TruscottCEO, GLOBAL ASSET MANAGEMENT	572	$500.16	$90,349	4,794	—
Feb 25, 2019 SForm 4 →	Feb 27, 5:18 pm EST	Colin MooreEVP & Global CIO	24,032	$133.64	$3,211,579	56,447	−29.9%	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:12 pm EST	William F TruscottCEO, Global Asset Management	20,893	$130.68	$849,551	15,611	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:11 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	10,070	$130.68	$412,165	33,266	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:10 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	10,658	$130.68	$447,448	27,769	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:09 pm EST	Colin MooreEVP & Global CIO	21,596	$130.68	$868,499	80,479	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:08 pm EST	Randy KupperEVP Technology and CIO	8,169	$130.68	$306,967	28,816	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:06 pm EST	Walter Stanley BermanExecutive VP and CFO	25,418	$130.68	$1,091,962	43,396	—	plan?
Feb 15, 2019 AFForm 4 →	Feb 20, 6:05 pm EST	James M CracchioloChairman and CEO, Director	78,545	$130.68	$3,470,599	293,575	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 5:00 pm EST	Colin MooreEVP & Global CIO	339	$126.69	$42,948	72,175	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 5:00 pm EST	Randy KupperEVP Technology and CIO	133	$126.69	$16,850	25,345	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 5:00 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	196	$126.69	$24,831	29,504	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 5:00 pm EST	Karen Wilson ThissenExecutive VP and GC	81	$126.69	$10,262	10,715	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 5:00 pm EST	David Kent StewartSr Vice Pres and Controller	49	$126.69	$6,208	18,242	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 4:59 pm EST	William F TruscottCEO, Global Asset Management	328	$126.69	$41,554	15,611	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 4:59 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	195	$126.69	$24,705	23,959	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 4:59 pm EST	Walter Stanley BermanExecutive VP and CFO	456	$126.69	$57,771	34,690	—	plan?
Feb 6, 2019 FForm 4 →	Feb 8, 4:59 pm EST	James M CracchioloChairman and CEO, Director	2,107	$126.69	$266,936	268,146	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:37 pm EST	Walter Stanley BermanExecutive VP and CFO	11,983	$126.89	$81,590	35,146	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:37 pm EST	James M CracchioloChairman and CEO, Director	36,466	$126.89	$370,265	270,253	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	Colin MooreEVP & Global CIO	8,308	$126.89	$61,288	72,514	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	Randy KupperEVP Technology and CIO	4,485	$126.89	$20,176	25,478	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	William F TruscottCEO, Global Asset Management	9,398	$126.89	$60,527	16,789	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	5,807	$126.89	$32,865	24,154	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	Karen Wilson ThissenExecutive VP and GC	3,135	$126.89	$12,816	10,796	—	plan?
Feb 1, 2019 AFForm 4 →	Feb 5, 5:36 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	5,257	$126.89	$32,103	29,700	—	plan?
Feb 1, 2019 FForm 4 →	Feb 5, 5:35 pm EST	David Kent StewartSr Vice Pres and Controller	68	$126.89	$8,629	18,291	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:02 pm EST	Colin MooreEVP & Global CIO	572	$121.12	$69,281	65,172	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:02 pm EST	Randy KupperEVP Technology and CIO	296	$121.12	$35,852	21,311	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:02 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	385	$121.12	$46,631	24,949	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:02 pm EST	Karen Wilson ThissenExecutive VP and GC	180	$121.12	$21,802	7,863	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:01 pm EST	David Kent StewartSr Vice Pres and Controller	40	$121.12	$4,845	18,359	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:01 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	418	$121.12	$50,628	18,865	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:01 pm EST	Walter Stanley BermanExecutive VP and CFO	919	$121.12	$111,309	24,449	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:01 pm EST	James M CracchioloChairman and CEO, Director	2,793	$121.12	$338,288	239,623	—	plan?
Jan 26, 2019 FForm 4 →	Jan 29, 5:01 pm EST	William F TruscottCEO, Global Asset Management	637	$121.12	$77,153	9,581	—	plan?
Nov 21, 2018 GForm 4 →	Nov 27, 12:29 pm EST	Robert Francis Sharpe Jr.Director	1,000	—	—	10,180	—	plan? late
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	Walter Stanley BermanExecutive VP and CFO	804	$140.97	$36,056	25,368	—	plan?
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	David Kent StewartSr Vice Pres and Controller	674	$140.97	$20,978	18,399	—	plan?
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	Joseph Edward SweeneyPres-AWM Products & Services	1,013	$140.97	$44,635	19,283	—	plan?
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	William F TruscottCEO, Global Asset Management	2,131	$140.97	$89,713	11,590	—	plan?
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	Karen Wilson ThissenExecutive VP and GC	143	$140.97	$4,517	8,043	—	plan?
Jul 5, 2018 FMForm 4 →	Jul 9, 6:11 pm EDT	John Robert WoernerPres Ins & Chief Strat Officer	831	$140.97	$35,441	25,334	—	plan?
May 10, 2018 PForm 4 →	May 10, 6:21 pm EDT	James M CracchioloChairman and CEO, Director	7,400	$136.04	$1,006,678	242,416	+3.15%	plan?
May 2, 2018 PForm 4 →	May 3, 5:32 pm EDT	Walter Stanley BermanExecutive VP and CFO	3,728	$134.12	$500,004	25,076	+17.5%	plan?
Feb 23, 2018 SForm 4 →	Feb 27, 5:00 pm EST	Randy KupperEVP Technology and CIO	4,381	$159.61	$699,256	21,607	−16.9%	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:14 pm EST	Walter Stanley BermanExecutive VP and CFO	673	$160.56	$108,057	21,348	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:14 pm EST	James M CracchioloChairman and CEO, Director	2,053	$160.56	$329,630	235,016	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:14 pm EST	Karen Wilson ThissenExecutive VP and GC	83	$160.56	$13,326	7,964	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:14 pm EST	Patrick H. O'ConnellEVP, AMP Advisor Group	176	$160.56	$28,259	7,462	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:14 pm EST	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	193	$160.56	$30,988	14,390	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:13 pm EST	Kelli A HunterExec VP of Human Resources	193	$160.56	$30,988	30,490	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:13 pm EST	William Jerryl WilliamsEVP, AMP Franchise Group	200	$160.56	$32,112	13,804	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:13 pm EST	Randy KupperEVP Technology and CIO	224	$160.56	$35,965	25,988	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:13 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	295	$160.56	$47,365	18,903	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:13 pm EST	Colin MooreEVP & Global CIO	528	$160.56	$84,776	65,744	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:12 pm EST	William F TruscottCEO, Global Asset Management	501	$160.56	$80,441	11,590	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:12 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	292	$160.56	$46,884	25,006	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:12 pm EST	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	220	$160.56	$35,323	10,851	—	plan?
Feb 6, 2018 FForm 4 →	Feb 8, 5:12 pm EST	David Kent StewartSr Vice Pres and Controller	49	$160.56	$7,867	18,023	—	plan?
Feb 5, 2018 GForm 4 →	Mar 15, 5:08 pm EDT	Amy DiGesoDirector	53	—	—	156	—	plan? late
Feb 2, 2018 AFForm 4 →	Feb 6, 5:05 pm EST	Kelli A HunterExec VP of Human Resources	4,478	$167.50	$268,670	30,683	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:05 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	7,820	$167.50	$469,503	19,198	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:05 pm EST	William F TruscottCEO, Global Asset Management	18,039	$167.50	$1,030,293	12,768	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:05 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	6,578	$167.50	$384,245	25,298	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:05 pm EST	Randy KupperEVP Technology and CIO	5,010	$167.50	$272,188	26,212	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:04 pm EST	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	4,139	$167.50	$253,595	14,583	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:04 pm EST	Colin MooreEVP & Global CIO	19,030	$167.50	$1,068,985	66,272	—	plan?
Feb 2, 2018 FForm 4 →	Feb 6, 5:04 pm EST	David Kent StewartSr Vice Pres and Controller	47	$167.50	$7,873	18,072	—	plan?
Feb 2, 2018 FForm 4 →	Feb 6, 5:04 pm EST	Karen Wilson ThissenExecutive VP and GC	65	$167.50	$10,888	8,047	—	plan?
Feb 2, 2018 FForm 4 →	Feb 6, 5:04 pm EST	William Jerryl WilliamsEVP, AMP Franchise Group	178	$167.50	$29,815	14,004	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:03 pm EST	James M CracchioloChairman and CEO, Director	53,588	$167.50	$3,279,985	236,924	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:03 pm EST	Walter Stanley BermanExecutive VP and CFO	17,393	$167.50	$1,060,945	22,021	—	plan?
Feb 2, 2018 AFForm 4 →	Feb 6, 5:03 pm EST	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	4,093	$167.50	$264,315	11,071	—	plan?
Feb 2, 2018 FForm 4 →	Feb 6, 5:03 pm EST	Patrick H. O'ConnellEVP, AMP Advisor Group	144	$167.50	$24,120	7,638	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	Kelli A HunterExec VP of Human Resources	167	$171.08	$28,570	29,413	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	Karen Wilson ThissenExecutive VP and GC	91	$171.08	$15,568	8,112	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	David Kent StewartSr Vice Pres and Controller	68	$171.08	$11,633	18,119	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	James M CracchioloChairman and CEO, Director	3,044	$171.08	$520,768	222,500	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	Walter Stanley BermanExecutive VP and CFO	947	$171.08	$162,013	17,296	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:02 pm EST	Colin MooreEVP & Global CIO	751	$171.08	$128,481	60,006	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:01 pm EST	William F TruscottCEO, Global Asset Management	728	$171.08	$124,546	14,685	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:01 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	392	$171.08	$67,063	16,984	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:00 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	376	$171.08	$64,326	23,308	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:00 pm EST	Randy KupperEVP Technology and CIO	268	$171.08	$45,849	24,452	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 5:00 pm EST	William Jerryl WilliamsEVP, AMP Franchise Group	298	$171.08	$50,982	14,182	—	plan?
Feb 1, 2018 FForm 4 →	Feb 5, 4:59 pm EST	Patrick H. O'ConnellEVP, AMP Advisor Group	255	$171.08	$43,625	7,782	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 10, 2026 MForm 4 →	Aug 12, 4:56 pm EDT	Heather J. MellohEVP AND GENERAL COUNSEL	722	—	—	0	—
Aug 6, 2026 MForm 4 →	Aug 10, 4:23 pm EDT	Deirdre Davey McGrawEVP Mktg, Strat. & Comms.	3,000	—	—	2,143	—
Jul 28, 2026 MForm 4 →	Jul 30, 5:25 pm EDT	James M CracchioloCHAIRMAN AND CEO, Director	52,932	—	—	0	—
Jul 28, 2026 MForm 4 →	Jul 30, 5:17 pm EDT	Walter Stanley BermanEXECUTIVE VP AND CFO	34,111	—	—	0	—
Jul 28, 2026 AForm 4 →	Jul 30, 5:11 pm EDT	Christopher J WilliamsDirector	38	$546.62	$20,625	3,927	—
Jul 27, 2026 MForm 4 →	Jul 29, 4:41 pm EDT	William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp	14,582	—	—	2,532	—
Jul 9, 2026 MForm 4 →	Jul 13, 7:47 pm EDT	Dawn M. BrockmanSVP AND CONTROLLER	26	—	—	276	—
Jul 9, 2026 MForm 4 →	Jul 13, 7:46 pm EDT	Petruzillo Kelli A. HunterExec VP of Human Resources	207	—	—	1,109	—
Jul 9, 2026 MForm 4 →	Jul 13, 7:45 pm EDT	William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp	54	—	—	15,061	—
Jul 9, 2026 MForm 4 →	Jul 13, 7:44 pm EDT	William F TruscottCEO, GLOBAL ASSET MANAGEMENT	392	—	—	639	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:12 pm EST	William F TruscottCEO, Global Asset Management	867	$130.68	$113,250	3,990	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:11 pm EST	David Kent StewartSr Vice Pres and Controller	80	$130.68	$10,500	11,230	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:11 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	486	$130.68	$63,550	2,130	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:10 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	539	$130.68	$70,450	2,233	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:09 pm EST	Karen Wilson ThissenExecutive VP and GC	295	$130.68	$38,500	834	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:06 pm EST	Walter Stanley BermanExecutive VP and CFO	1,102	$130.68	$143,950	43,599	—
Feb 15, 2019 AForm 4 →	Feb 20, 6:05 pm EST	James M CracchioloChairman and CEO, Director	2,443	$130.68	$319,300	143,836	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:37 pm EST	Walter Stanley BermanExecutive VP and CFO	50,025	—	—	50,025	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:37 pm EST	James M CracchioloChairman and CEO, Director	129,401	—	—	129,401	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	Colin MooreEVP & Global CIO	34,539	—	—	34,539	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	Randy KupperEVP Technology and CIO	19,053	—	—	19,053	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	William F TruscottCEO, Global Asset Management	39,323	—	—	39,323	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	24,485	—	—	24,485	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	Karen Wilson ThissenExecutive VP and GC	13,377	—	—	13,377	—
Feb 1, 2019 AForm 4 →	Feb 5, 5:36 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	22,053	—	—	22,053	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:43 pm EDT	Christopher J WilliamsDirector	194	$122.00	$23,625	1,234	—
Jul 27, 2018 AForm 4 →	Jul 31, 4:07 pm EDT	Christopher J WilliamsDirector	176	$148.75	$26,202	1,034	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	Walter Stanley BermanExecutive VP and CFO	548	—	—	41,927	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	David Kent StewartSr Vice Pres and Controller	525	—	—	11,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	Joseph Edward SweeneyPres-AWM Products & Services	697	—	—	1,671	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	William F TruscottCEO, Global Asset Management	1,494	—	—	3,081	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	Karen Wilson ThissenExecutive VP and GC	111	—	—	532	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	John Robert WoernerPres Ins & Chief Strat Officer	579	—	—	1,621	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:28 pm EDT	Amy DiGesoDirector	1,061	—	—	6,105	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:28 pm EDT	Lon R GreenbergDirector	1,061	—	—	12,388	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:28 pm EDT	Jeffrey NoddleDirector	1,061	—	—	29,259	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:27 pm EDT	Robert Francis Sharpe Jr.Director	1,061	—	—	29,259	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:27 pm EDT	W Edward WalterDirector	1,061	—	—	1,061	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:27 pm EDT	Blixt Dianne NealDirector	1,061	—	—	6,105	—
Apr 25, 2018 AForm 4 →	Apr 27, 6:27 pm EDT	Christopher J WilliamsDirector	1,202	$142.18	$20,125	852	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	Kelli A HunterExec VP of Human Resources	319	$167.50	$53,400	2,093	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	507	$167.50	$85,000	2,340	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	William F TruscottCEO, Global Asset Management	863	$167.50	$144,500	4,522	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	490	$167.50	$82,000	2,175	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	331	$167.50	$55,500	1,416	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	David Kent StewartSr Vice Pres and Controller	67	$167.50	$11,250	11,391	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	Karen Wilson ThissenExecutive VP and GC	215	$167.50	$36,000	636	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	William Jerryl WilliamsEVP, AMP Franchise Group	434	$167.50	$72,700	14,104	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	James M CracchioloChairman and CEO, Director	3,340	$167.50	$559,500	137,878	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	Walter Stanley BermanExecutive VP and CFO	1,125	$167.50	$188,500	41,983	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	238	$167.50	$39,825	1,198	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	Patrick H. O'ConnellEVP, AMP Advisor Group	375	$167.50	$62,800	12,667	—
Jan 29, 2018 AForm 4 →	Jan 31, 4:16 pm EST	Christopher J WilliamsDirector	113	$177.45	$20,125	707	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:24 pm EST	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	11,366	—	—	11,366	—
Jan 26, 2018 AMForm 4 →	Jan 30, 4:23 pm EST	William F TruscottCEO, Global Asset Management	87,646	—	—	30,958	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:22 pm EST	James M CracchioloChairman and CEO, Director	119,834	—	—	119,834	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:22 pm EST	Walter Stanley BermanExecutive VP and CFO	40,382	—	—	40,382	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:21 pm EST	Colin MooreEVP & Global CIO	27,959	—	—	27,959	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:21 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	18,220	—	—	18,220	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:21 pm EST	William Jerryl WilliamsEVP, AMP Franchise Group	15,564	—	—	15,564	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:20 pm EST	Randy KupperEVP Technology and CIO	15,536	—	—	15,536	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:20 pm EST	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	11,880	—	—	11,880	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:19 pm EST	Kelli A HunterExec VP of Human Resources	11,423	—	—	11,423	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:19 pm EST	Karen Wilson ThissenExecutive VP and GC	7,711	—	—	7,711	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:18 pm EST	David Kent StewartSr Vice Pres and Controller	2,285	—	—	2,285	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:18 pm EST	Michelle ScrimgeourCEO, Global Asset Mgmt., EMEA	4,328	—	—	4,328	—
Jan 26, 2018 AForm 4 →	Jan 30, 4:17 pm EST	John Robert WoernerPres Ins & Chief Strat Officer	17,563	—	—	17,563	—
Jan 16, 2018 AForm 4 →	Jan 30, 4:20 pm EST	Patrick H. O'ConnellEVP, AMP Advisor Group	13,451	—	—	13,451	—	late
Dec 22, 2017 MForm 4 →	Dec 27, 4:07 pm EST	David Kent StewartSr Vice Pres and Controller	11,874	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 12, 4:10 pm EST	Joseph Edward SweeneyPres-AWM Products & Services	24,162	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:42 pm EST	David Kent StewartSr Vice Pres and Controller	3,875	—	—	3,296	—
Oct 27, 2017 AForm 4/A →	Nov 13, 5:02 pm EST	H Jay SarlesDirector	113	$160.62	$18,125	1,232	—
Oct 27, 2017 AForm 4 →	Nov 13, 5:02 pm EST	Christopher J WilliamsDirector	125	$160.62	$20,125	590	—	late
Oct 27, 2017 MForm 4 →	Oct 31, 5:24 pm EDT	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	8,857	—	—	10,983	—
Oct 27, 2017 MForm 4 →	Oct 31, 5:24 pm EDT	Randy KupperEVP Technology and CIO	13,000	—	—	1,523	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:34 pm EDT	John Robert WoernerPres Ins & Chief Strat Officer	19,902	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:32 pm EDT	Colin MooreEVP & Global CIO	18,376	—	—	36,754	—
Aug 16, 2017 MForm 4 →	Aug 18, 4:13 pm EDT	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	5,452	—	—	10,904	—
Aug 10, 2017 MForm 4 →	Aug 14, 4:45 pm EDT	Karen Wilson ThissenExecutive VP and GC	5,532	—	—	0	—
Jul 31, 2017 MForm 4 →	Aug 2, 4:40 pm EDT	James M CracchioloChairman and CEO, Director	343,797	—	—	0	—
Jul 31, 2017 MForm 4 →	Aug 2, 4:40 pm EDT	Walter Stanley BermanExecutive VP and CFO	126,979	—	—	0	—
Jul 31, 2017 MForm 4 →	Aug 2, 4:40 pm EDT	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	10,070	—	—	3,366	—
Jul 31, 2017 MForm 4 →	Aug 2, 4:40 pm EDT	William F TruscottCEO, Global Asset Management	60,323	—	—	0	—
Jul 28, 2017 AForm 4 →	Aug 1, 6:20 pm EDT	H Jay SarlesDirector	125	$144.45	$18,125	1,113	—
Jul 28, 2017 AForm 4 →	Aug 1, 6:20 pm EDT	Christopher J WilliamsDirector	139	$144.45	$20,125	462	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:12 pm EDT	David Kent StewartSr Vice Pres and Controller	15,471	—	—	1,035	—
Jul 6, 2017 MForm 4 →	Jul 31, 5:13 pm EDT	Joseph Edward SweeneyPres-AWM Products & Services	23,655	—	—	0	—	late
Jul 6, 2017 MForm 4 →	Jul 10, 5:09 pm EDT	Karen Wilson ThissenExecutive VP and GC	133	—	—	410	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:09 pm EDT	John Robert WoernerPres Ins & Chief Strat Officer	668	—	—	1,639	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:09 pm EDT	Kelli A HunterExec VP of Human Resources	464	—	—	1,728	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:08 pm EDT	William F TruscottCEO, Global Asset Management	1,781	—	—	3,553	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:08 pm EDT	Walter Stanley BermanExecutive VP and CFO	535	—	—	39,904	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:08 pm EDT	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	429	—	—	1,055	—
Jul 6, 2017 MForm 4 →	Jul 10, 5:07 pm EDT	David Kent StewartSr Vice Pres and Controller	513	—	—	11,056	—
Jun 29, 2017 MForm 4 →	Jun 30, 4:12 pm EDT	Randy KupperEVP Technology and CIO	9,273	—	—	0	—
May 8, 2017 MForm 4 →	May 10, 5:28 pm EDT	Kelli A HunterExec VP of Human Resources	14,172	—	—	0	—
Apr 26, 2017 AForm 4 →	Apr 28, 4:29 pm EDT	Blixt Dianne NealDirector	1,163	—	—	4,929	—
Apr 26, 2017 AForm 4 →	Apr 28, 4:26 pm EDT	Amy DiGesoDirector	1,163	—	—	4,929	—
Apr 26, 2017 AForm 4 →	Apr 28, 4:24 pm EDT	Lon R GreenbergDirector	1,163	—	—	11,069	—
Apr 26, 2017 AForm 4 →	Apr 28, 4:23 pm EDT	Siri S MarshallDirector	1,163	—	—	27,556	—