SEC Form 4 · accession 0001724756-26-000012
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Jerryl Williams
Officer — Pres, Wealth Mgmt Advisor Grp
Period of report
Jul 27, 2026
Accepted (ET)
Jul 29, 2026 · 4:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2026 | M | 3,634 | $126.89 | A | 20,907 | D | |
| Common Stock | Jul 27, 2026 | F | 2,131 | $537.075 | D | 18,776 | D | |
| Common StockF1 | Jul 27, 2026 | S | 7,888 | $537.0762 | D | 10,888 | D | |
| Common StockF2 | Jul 27, 2026 | S | 6 | $537.6067 | D | 10,882 | D | |
| Common Stock | Jul 28, 2026 | M | 10,948 | $165.41 | A | 21,830 | D | |
| Common Stock | Jul 28, 2026 | F | 6,840 | $538.01 | D | 14,990 | D | |
| Common Stock | Jul 28, 2026 | S | 4,102 | $538.23 | D | 10,888 | D | |
| Common StockF3 | Jul 28, 2026 | S | 3,200 | $540.069 | D | 7,688 | D | |
| Common Stock | Jul 28, 2026 | S | 908 | $541.90 | D | 6,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $126.89 | Jul 27, 2026 | M | 3,634 | D | — | Feb 1, 2029 | Common Stock | 3,634 | 0 | D |
| Employee Stock Option (right to buy)F4 | $165.41 | Jul 28, 2026 | M | 10,948 | D | — | Jan 31, 2030 | Common Stock | 10,948 | 2,532 | D |
Explanation of responses
- F1Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Fully vested.