SEC Form 4 · accession 0001724756-26-000007
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Jerryl Williams
Officer — Pres, Wealth Mgmt Advisor Grp
Period of report
Jul 9, 2026
Accepted (ET)
Jul 13, 2026 · 7:45 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2026 | M | 54 | — | A | 17,297 | D | |
| Common Stock | Jul 9, 2026 | F | 24 | $500.16 | D | 17,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Jul 9, 2026 | M | 54 | D | — | — | Common Stock | 54 | 15,061 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- F2Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.