SEC Form 4 · accession 0001335761-26-000013

AMERIPRISE FINANCIAL INC · AMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EXECUTIVE VP AND CFO

Period of report

Jul 28, 2026

Accepted (ET)

Jul 30, 2026 · 5:17 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0000820027

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 28, 2026	M	10,905	$165.41	A	16,514	D
Common Stock	Jul 28, 2026	M	23,206	$197.87	A	39,720	D
Common Stock	Jul 28, 2026	F	23,099	$550.81	D	16,621	D
Common Stock^F1	Jul 28, 2026	S	10,590	$548.9171	D	6,031	D
Common Stock	Jul 28, 2026	S	422	$549.7582	D	5,609	D
Common Stock^F2	holding	—	—		—	367	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$165.41	Jul 28, 2026	M	10,905	D	—	Jan 31, 2030	Common Stock	10,905	0	D
Employee Stock Option (right to buy)^F3	$197.87	Jul 28, 2026	M	23,206	D	—	Jan 29, 2031	Common Stock	23,206	0	D

F1Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3Fully vested.