SEC Form 4 · accession 0001937010-26-000012
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn M. Brockman
Officer — SVP AND CONTROLLER
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2026 | S | 472 | $558.9301 | D | 713 | D | |
| Common StockF1 | holding | — | — | — | 147 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.