SEC Form 4 · accession 0001196484-26-000014
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cracchiolo
Officer — CHAIRMAN AND CEO · Director
Period of report
Jul 28, 2026
Accepted (ET)
Jul 30, 2026 · 5:25 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2026 | M | 52,932 | $165.41 | A | 160,565 | D | |
| Common Stock | Jul 28, 2026 | F | 34,912 | $545.83 | D | 125,653 | D | |
| Common StockF1 | Jul 28, 2026 | S | 16,120 | $545.2789 | D | 109,533 | D | |
| Common StockF2 | Jul 28, 2026 | S | 1,900 | $546.6658 | D | 107,633 | D | |
| Common StockF3 | holding | — | — | — | 1,738 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $165.41 | Jul 28, 2026 | M | 52,932 | D | — | Jan 31, 2030 | Common Stock | 52,932 | 0 | D |
Explanation of responses
- F1Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- F4Fully vested.